Preparing for West Point's
Third Century

A Summary of the Years of
Affirmation and Change
1986-1991

United States Military Academy
West Point, New York
June, 1991


 
 
Preparing for West Point's
Third Century
 
A Summary of the Years of
Affirmation and Change
1986-1991
Contents
Page
Preface iii
Chapter 1: Overview 1
Chapter 2: Academic Program 9
Chapter 3: Military Program 19
Chapter 4: Physical Program 35
Chapter 5: Facilities 45
Chapter 6: Governance 59
Chapter 7: Program Integration 67
Appendix A: Chronology of Key Events 85
Appendix B: Text of Strategic Guidance 89

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ii


PREFACE

The years of 1986-1991 brought many changes to the programs of the United States Military Academy. In the document which follows, I have attempted to make a consolidated record of those changes and the reasons for them. Generally, this document relates the story of the creation of a revised model to guide the Military Academy's programs, one in which the focus was upon implementation of the USMA statement of purpose--"to provide the nation with leaders of character who serve the common defense."

My reason for preparing this document was to increase the level of understanding of the changes among members of the West Point staff, faculty, and community. I am sure that as we better understand what other members of the community do, we are more likely to work with unity of purpose and to succeed in reaching our collective goals. The spirit of cooperation which marked the change process can continue more easily if we share a common awareness of the outcomes of the process.

The volume of changes made at USMA during the past five years was greater than any one individual could track. I have sought input for this document from many sources within USMA, and I appreciate the cooperation of the major activity directors and members of their staffs. This record of change would have been impossible without the contributions of many members of the community. Still, I retained the freedom to present the information I received as I chose; thus, I am responsible for any errors and omissions and for the judgements not clearly attributed in the text to others.

For enabling me to prepare this document, I owe the greatest debt to LTG Dave R. Palmer, the Superintendent during the years covered by this report, for his permission to devote my time to this project and for his willingness to submit to long hours of oral interviews reflecting upon his tenure at West Point. Where attitudes or options held by the Superintendent are inferred in the text, I believe these have been faithfully drawn from General Palmer himself. Researchers who need to know more than is provided here should be aware that a lengthy transcript of the oral history interviews with LTG Palmer can be made available.

Comments and corrections will be welcomed at the address below.

COL Larry R. Donnithorne
Special Assistant for Strategic Planning
Office of the Superintendent
United States Military Academy
West Point, New York 10996-5000
June, 1991

iii



iv
Overview
AN OVERVIEW OF THE YEARS OF AFFIRMATION & CHANGE

After decades of national unrest and internal tension, calm returned to the United States Military Academy during the 1980s. In that decade's closing years, the tranquility at West Point afforded an opportunity to prepare for the Academy's third century. Those people who learned of the future planning efforts during that period often asked two questions: "Why did you do it?" And, "How did you do it?" The answers to these questions were not simple, but they provide a useful introduction to the history of those years--years of both affirmation and change at West Point.

The Causes of Change

To understand why the leaders at West Point initiated review and change in the mid-1980s, one must understand something of what West Point had been through in the preceding two or three decades. Those years had brought major traumas for either the nation in general or USMA in particular. In the nation, the Vietnam War and its broad, anti-military sentiments had created a hostile environment for the Academy--and for its current and prospective students as well as its graduates. The nation's rising sense of litigiousness contributed to pressures on the Honor System to protect due process rights of accused cadets, and it led to a successful court challenge of the Academy's requirement that cadets attend chapel services.  The nation's domestic scene was further poisoned by racial upheaval, drug abuse, and violence. Internally, the size of the Corps of Cadets had nearly doubled. In accommodating the increase, the new dormitory facilities shifted in character (from mostly vertical divisions of 16 rooms to mostly long horizontal, double-loaded corridors), changing the sociological patterns of cadets. Further changing those patterns, women cadets were assimilated into the Corps of Cadets for the first time. Finally, a major honor scandal erupted in the midst of a pervasive breakdown in morale in the Corps of Cadets.

The latter crisis was the final blow of an era which Lieutenant-General Dave R. Palmer, the Superintendent from 1986-1991, often described as the storm that nearly sank the ship called West Point. To continue his metaphor, one could say that the ship did not sink, fortunately, due to rather desperate efforts to save it; but, it came through the storm badly in need of repairs before it could again be seaworthy. These sizable tasks--saving and repairing the ship--fell to General Palmer's predecessors, Generals Andrew Goodpaster (1977-1981) and Willard Scott (1981-1986). Their successful efforts prepared the ship to set sail once again. But, on what course? Given the tranquil seas in which General Palmer found the ship when he arrived, he saw an opportunity to chart the ship's future course.

General Palmer recognized that charting a course for the future is an obligation of leadership in any organization. As he entered the institution and asked its leaders their views on West Point's future direction, he found that few had given much attention to such matters. They, no doubt, had been as distracted by the storms and repairs as had previous superintendents.  Two exceptions deserve comments.

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Affirmation and Change

General Palmer found that General Goodpaster and the faculty had engaged in a major effort during the late 1970s. carefully crafting several concept papers to guide the Academy into the future; however, he found also that the effort, headed by BG(R) Charles Schilling, to integrate those papers had been unable to achieve their goal. Drawing upon these earlier efforts, General Palmer determined to learn from their experience by beginning with the integrating concept first. The results of that approach are discussed shortly.

Another notable effort at strategic planning – one focused primarily upon facilities--was begun during academic year 1983-84. The USMA Engineer initiated a facilities master planning effort using the architect-engineer services of the Hillier Group, and he decided that the first step in that project would be a year-long study of the Academy's future directions. He recognized that the institution should decide on the character of its future programs before he could plan the facilities to accommodate those programs. (See chapter 5.) Unfortunately, the Engineer did not engage fully the commitment of the Academy's leaders in that process; as a result, the strategic portion of the project accomplished little beyond raising interesting questions.

In sum, when General Palmer arrived in 1986, he found the storm past, the ship repaired, and a need to decide upon its future course.

The Process of Change

When General Palmer began the strategic planning project in 1986, even he did not fully anticipate the dimensions that it would eventually assume. His initial efforts were relatively informal attempts to ask and answer fundamental questions. These questions, though simple in form, were profound in substance, as follows:

Why does America have USMA?

What does USMA do to fulfill its purpose?

How does USMA accomplish its mission?


The answers to these questions did not emerge easily, but they eventually formed the basis for the Academy's strategic guidance for the future. The formulation of the strategic guidance was recognized later as only the first of three major stages in the entire project. Stage One consisted of developing the strategic guidance. Stage Two consisted of performing several. major, introspective self-studies based upon the strategic guidance developed in Stage One. Stage Three consisted of efforts to implement the changes decided upon during Stage Two. Description of each of these stages follows.

Stage One-The Strategic Guidance

The most important step in strategic planning is laying a foundation of strategic guidance. This was initially undertaken by a committee of key leaders consisting of the Superintendent and his principal subordinates, and subsequently by a faculty committee. To assist both groups with advice and counsel, General Palmer cast a wide net that encompassed every living former

2


Overview
superintendent, the Board of Visitors, the Association of Graduates, the faculty and cadets, former reviewers and critics, and the senior leadership of the Army, both active and retired.

The keystone of the strategic guidance was an answer to the first question listed above. "Why West Point?" There was a procedural reason for beginning with this fundamental question. Previous efforts to write concept papers to guide West Point ran into difficulty when at the end it came time to integrate those papers into a summary piece – one that captured the quintessence of West Point. That earlier experience suggested to USMA's leaders that they would be well-advised to proceed in the reverse manner, writing the integrating piece first and then proceeding to the concepts that flowed logically therefrom. That integrating, quintessential piece would eventually be West Point's first statement of institutional purpose and would answer the question, "Why West Point?"

As a first step to explore that question, General Palmer asked individuals on the Academic Board and other groups to express the essence of West Point in a picture. These efforts produced at least two useful pictures: (1) a tree representing the development of leaders as the fruit of a biological growth process and (2) a military-operation-styled diagram showing leader development as the objective of a multi-pronged attack. The pictures served to clarify thinking and led to further exploration.

To understand, "Why West Point?" it was useful to ask why America founded West Point nearly two centuries ago and why it has continued to sustain it. Determining why West Point was founded was not a simple matter. Why was West Point founded in 1802 by a president who, six years before, had argued that a military academy would be unconstitutional? And, why by a Congress which only two years before had voted down a well-designed proposal for a military academy?

One line of conjecture argued that the new president, Thomas Jefferson, wanted to replace the Army leaders of his day because he distrusted them. (1) They were qualified to lead the Army, in that their aristocratic wealth enabled them to be well-educated, but their loyalties to the young nation--and its civilian rule--were not trusted by Jefferson. His dilemma was that trustworthy patriots lacked the education to lead the Army, while those who were educated lacked the nation's trust. He solved his dilemma by founding West Point. There he could educate young men of character and reliable values--the sons of the loyal patriots who had given their lives and fortunes to secure the nation's freedom--empowering them through education to lead the Army.

The founders of West Point were clearly concerned about external threats to the nation's well-being, but they were also concerned by the internal threat posed by a standing army. USMA leaders concluded, with some surprise, that the United States president and Congress did not found West Point primarily in order to promote military power in the United States. Rather, they founded it to protect the nation from the dangers of placing military power in unreliable
________________________________________
1 Theodore J. Crackel, "Jefferson, Politics, and the Army: An Examination of the Military Peace Establishment Act of 1802," Journal of the Early Republic, April 1982, p. 25.

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Affirmation and Change

hands. Two centuries later, this is still the nation's expectation of West Point. What the nation wants West Point to do is "to provide the nation with leaders of character who serve the common defense." This is USMA's purpose.

The purpose statement answered the question, 'Why does America have West Point?" That answer is unchanging over time. It spans all of the Academy's varied history. What changes with time is what the Academy does to fulfill its purpose. This is the question of mission, and it can change. For example, the Academy has operated in a wide variety of ways including 2-year programs and 5-year programs. In times past, it had the mission of commissioning officers in both the Army and Air Force.

Reviewing the mission statement (see p. 90), in order to update it as part of the strategic planning project, a few small changes were found useful. The three active verbs were retained--educate, train. and inspire--but they were rearranged so that their objects could be made clearer. Additionally, the phrase "full career in the Army" was changed to "a lifetime of service to the nation." This phrase was thought to be more consistent with the nation's historical expectations and the reasonable limits of the commitment that high school seniors can be expected to make upon entering the institution. The revised mission statement was approved and signed by the Army's Chief of Staff, General John Wickham, in May, 1987.

Having considered why West Point exists and what it does to fulfill its purpose, it was equally essential to look outside to the future needs of the Army and the nation. A sound strategic plan would bring what West Point does well to bear upon meeting the future needs of the Army.

What will be the U.S. Army's needs for leaders in the future? The Army of the future and its fighting doctrine suggest several differences from today's Army. For example, the future battlefield will be, according to Army planners. much more lethal and more dispersed. Army units will be further apart, both side to side and front to rear, and greater distances will separate lower units from higher headquarters. Electronic communications equipment, though more sophisticated, will also be susceptible to even more sophisticated disruption by the enemy.

A likely consequence of these conditions is that the leader, particularly the junior leader, and his or her unit may be required to operate with relative independence, exercising initiative in the midst of chaos without direct orders, guided only by a general understanding of what the higher commander is trying to accomplish. The Army will need young leaders with the capacity to think clearly under pressure and, in the midst of chaos, to make decisions based on inadequate information, to formulate plans with initiative and creativity within a larger whole, and to execute the plans decisively.

To capture the implications of the Army of the future in their planning, USMA's leaders formulated a concept paper titled The Army Leader of the 21st Century. It became West Point's relevant statement of the Army's future needs. The paper was organized into three categories--what the leader must be, what the leader must know, and what the leader must do. What the leader must be addresses character, defined as having the judgment to know what ought to be done and the courage to do it.(2) What the leader must know is organized into

4


Overview
two sub-elements. First, the leader must know the physical world because of the technological sophistication of future weaponry; and, second, the leader must know human nature because it will still be humans, not machines, that he or she will lead. What the leader must do is multi-faceted, beginning with the need to balance accomplishing the mission with meeting the needs of subordinates.

In the discussion to this point, three of the nine concept papers which eventually became part of the strategic guidance have been touched upon. The remaining six papers described how the Academy's programs pursue fulfilling the purpose and achieving the mission. As depicted in those papers, the USMA model of leader development has three identifiable developmental programs--academic, military, and physical--which comprise a West Point experience conducted within a unique environment which sustains and fosters the developmental process. Each of the three programs encompasses moral development as well.

After the concept papers were drafted, their relationship to one another was depicted once again in a graphic form, and included with the concept papers in a pamphlet conveying the strategic guidance titled, "2002 -- A Roadmap to Our Third Century." The graphic and the text of the nine concept papers which constituted the strategic guidance is reproduced in Appendix B.

Stage Two-Institutional Self-study

The strategic guidance described above took a year to complete. The next stage required roughly another two years to complete. During that period USMA undertook a large number of introspective, self-study projects designed to ask whether the institution was well-positioned (in terms of programs, organization, faculty, facilities, and other resources) to be and to do in the future what it had set for itself as a target in the just-completed strategic guidance. The objective in every study was to reaffirm those strengths of the institution which appeared to be taking USMA in the desired direction (depicted in the "2002" Roadmap) and to rectify the weaknesses which were not. Some studies were accomplished quite early during the strategic planning project and others later. The areas that were eventually studied included the following:

Formal two-year academic accreditation self-study

Redesign of (enrichment of) the cadet experience

Leadership development changes

Academy Schedule

Office of Leader Development Integration

Graduate program in leader development for Tactical Officers

Honor reviews

Certification of cadet development

5


Affirmation and Change
Fourth Class System reviews

Planning of physical plant and facilities

Redesign of the engineering curriculum

Reorganization of the academic departments

Admissions review

Competitive sports review

Restructuring of Academy staff

Historical-mindedness review

Directorate of Academy Advancement
 

The first study listed above was the centerpiece of Stage Two efforts and is discussed below. Each of the other areas of review listed above are described in subsequent chapters.

In the fall of 1987, USMA took formal steps to begin preparing for an impending decennial accreditation visit in 1989 by its accrediting agency, the Middle States Association of Secondary Schools and Colleges (MSA). The MSA required that its schools complete a self-study and provide accreditation team members a summary of the study prior to their visit. USMA formed a steering committee to plan and execute the self-study under the leadership of COL Jim Golden, then-Deputy Head of the Department of Social Sciences.

As the self-study was being organized, the Academy completed its initial version of the strategic guidance, described earlier. As a result, the timing was perfect to convert the impending institutional self-study from a necessity into an opportunity--an opportunity to execute a thorough-going, top-to-bottom, institutional assessment using the Strategic Guidance as the measure of whether the Academy was on track or not for becoming in the 21st century the institution which the Strategic Guidance urged that it ought to be.

To facilitate this major self-study, the steering committee organized eight subcommittees to consider issues within the following categories: leader development program coordination, cadet life, academic program, military program, physical program, faculty and teaching, the master's degree program, and outcomes assessment. This massive effort would, over two years time, involve participation by more than 120 members of the institution. By December 1988, these committees produced a significant, three-volume report which was circulated for internal consumption at USMA. After incorporating feedback from all key elements in the Academy, it became the basis for a more succinct, one-volume report presented to the accrediting agency. Both reports, the long and short versions, were organized in terms of two topics: strengths and weaknesses within each area reviewed. The strengths were aspects to be consolidated and reaffirmed; the weaknesses were aspects for further study and reform.

 

6


Overview
The accreditation team leader, Dr. Richard Richardson. said the Academy's self-study was the best in terms of its openness, collegiality, and candidness that he had seen in almost 20 years of doing such visits. The Academy had identified in advance and had begun responding to every weakness that the team would have identified during its visit. The Academy's accreditation was renewed as expected, but the greater good achieved was in the reaffirmation of the Academy's numerous strengths and in initiation of changes to ameliorate its weaknesses.

Stage Three-Implementation

To implement the changes decided upon was perhaps the most difficult stage of all. It would require the most time of the three stages, continuing over several years. It also required extra energy input. The Superintendent supplemented his staff temporarily with an Executive for Academy Initiatives to facilitate and push the implementation process.

To decide in retrospect when Stage Three began was not simple. Just as the series of introspective studies of the Academy actually stretched in time over several years--some occurring early in General Palmer's tenure and others later, so also the implementation was not neatly confined to a clearly discernible period. By the fall of 1989, some changes (for example, those in summer military training) had already been implemented, yet one major study remained to be done (review of the Fourth Class System). Nevertheless, by the fall of 1989, the centerpiece study, the accreditation self-study, was complete as well as the year of honor reviews. In addition a major outgrowth of the centerpiece self-study, the redesign of the cadet experience (known at the time as Project Enrichment), had been concluded by the summer of 1989. By this time, in addition, efforts were underway to implement the long-range facilities plan, known as the Concept for the Bicentennial and Beyond, created by the Hillier Group and the Academy's Facilities Modernization Committee. Thus, one may conclude that the summer and fall of 1989 marked the demarcation in time between Stage Two of study and Stage Three of implementation. By the fall of 1990, all of the reviews and studies had been completed, and academic year 1990-91 was devoted entirely to implementation.

Conclusion

Though the changes made during the period of the late 1980s and early '90s seemed to be many in number--as one will see in succeeding chapters--it is important to recognize that the process was primarily one of affirmation of what was good and strong at West Point. Much more about the institution was affirmed and kept the same than was changed.

The time of calm, which had permitted a period of affirmation and change, drew to a close in the early 1990s. The window of opportunity began sliding shut. A rising number of issues in which the Academy found itself embroiled--downsizing the Army and the Military Academy, extending the active duty service obligation, investigating the service academies' costs, and others – were the signal that the time of calm was over. The possibility that the window would close abruptly had imposed urgency on the planning and change process from the beginning. That urgency had proved itself essential by the end.

 

7


Affirmation and Change
 

8


Academic Program
ACADEMIC PROGRAM

The West Point experience includes activities that are organized into three distinct programs: academic, military, and physical (each incorporating elements of moral-ethical development). During the late 1980s and early 1990s. the changes made in the USMA Academic Program included changes within the following categories:

Program Goals and Objectives

Revision of the Engineering Curriculum

Departmental Reorganization

Revision of Grading Policy

Historical Mindedness

Visiting Professor Panel Reports

Faculty Appointments and Retention

Title 10 Authority

One other change initiative having substantial academic interest, the Academy's graduate-level academic program in leader development for future Tactical Officers, is discussed in chapter 7 on program integration. It appears there because the program affected more than one of the Academy's developmental programs. It is an academic program governed by the Dean, but one which prepares officers who work for the Commandant and who integrate all three developmental programs for their assigned cadets.

Each item in the list above is discussed below.

Program Goals and Objectives

During the Institutional Self-study conducted from 1987-1989, the members of an academic program subcommittee formulated goals for the academic program and proposed their adoption in its report. That report, together with reports of other subcommittees, was incorporated into the Interim Report of the Middle States Accreditation Steering Committee, dated 20 December 1988. The Academic Board approved the academic program goals and objectives essentially as they appeared in that Interim Report.

In AY90-91, the Dean's Curriculum Committee undertook a further review of the program goals and objectives, and as a result they are subject to revision in the future; however, at that time of this writing, the approved goals and objectives were as follows:

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Affirmation and Change

Academic Program Goals

1. General educational goal. To enable graduates to anticipate and to respond effectively to the uncertainties of a changing technological, social, political. and economic world.

2. Specific educational goals.

a. Developing creativity and intellectual curiosity in graduates.

b. Establishing a sound foundation in mathematics and the physical sciences.

c. Learning to use the engineering process by which mathematical and scientific facts and principles are applied to  serve human purposes.

d. Gaining a cultural perspective.

e. Becoming historically minded.

f. Understanding human beings.

g. Developing the ability to think clearly and communicate effectively, especially in writing.

h. Heightening moral awareness in graduates through study of the bases for and complexities of life.

i. Instilling a commitment to progressive and continued educational development.

Academic Program Objectives

1. Curricular Objectives

a. Ensure that each cadet completes a broad core curriculum embracing the humanities, social sciences, basic and applied sciences, and engineering.

b. Design and present courses in the core curriculum which provide cadets a foundation of fundamental scientific facts and principles, an understanding of the engineering process by which these principles are applied to serve human purposes, and the capacity to use sound methods for analyzing and dealing with scientific and technical matters.

c. Design and present courses within the core curriculum which develop an understanding of both American society and values and some foreign cultures.

d. Design and present courses within the core curriculum which help cadets to gain an understanding of why humans act as they do, which provide insight into the reasons humans offer for their actions, and

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Academic Program
which develop an awareness of how humans are influenced to accomplish a common purpose.

e. Design and present courses in the core curriculum which develop in cadets a facility with methods of historical analysis and enable them to view an idea in the context of human experience and to judge its applicability under current or anticipated conditions.

f. Design and present courses in the core curriculum which provide cadets an understanding of the basic principles of political and economic analysis and their application to contemporary problems.

g. Integrate computer technology and the use of personal computers by cadets and faculty into the curriculum to facilitate learning and teaching.

h. Coordinate the sequential development of effective communications skills across the curriculum.

i. Ensure that each cadet pursues successfully an electives program requiring focused study in depth in a chosen discipline and culminating in a demonstration of mastery of the discipline's complexity.

j. Provide the opportunity for each cadet to major in a wide range of disciplines.

k. Gain and maintain external accreditation for the Academic Program and for majors programs of special interest to the Academy.

2. Process Objectives
a. Provide time to cadets for academic preparation in increments that permit thoughtful study, analysis and writing.

b. Provide a program of academic awards which recognizes academic performance, is valued by cadets, and helps to simulate academic excellence.

c. Provide academic counseling to cadets that facilitates informed decisions regarding the selection and design of majors and fields of study programs.

d. Use teaching strategies that promote academic freedom and stimulate intellectual curiosity and open-minded approaches to learning.

e. Maintain a small student-faculty ratio of about 15:1 to promote the free exchange of ideas in the classroom and increase student involvement in learning.

f. Give first priority to excellence in teaching by establishing careful intellectual and professional criteria for selection of faculty, by schooling faculty in high-quality graduate programs, and by continuing a program of faculty development throughout their tenure.

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Academic Program
g. Provide facilities (laboratories, library, classrooms, etc.) and academic services (counseling, computer support. audio-visual, etc.) on a level equal to programs of comparable excellence.

h. Provide a variety of academic extracurricular activities that broaden cadet perspectives and supplement course offerings.

Revision of the Engineering Curriculum

The cadet's academic program contains a substantial core requirement of 31 courses. Within that core is included the requirement to complete a series of courses in engineering – to enable cadets to gain facility with the engineering thought process. The requirement is satisfied easily by cadets whose major or field of study (FOS) is in a field of engineering. However, those students who pursue a major/FOS in a non-engineering discipline still must satisfy the core engineering requirement, How they should do so was the question addressed in the changes to the engineering curriculum.

Prior to this study. the cadets' core curriculum engineering sequences for non-engineers were essentially narrowly-focused, two-course programs in civil, mechanical, or electrical engineering, each built upon a broad array of engineering science prerequisite courses, taken in a three-course sequence. Because of the breadth of the engineering science courses, it was difficult for the cadets to develop the background to enable them to do design analysis, which, as a mental problem-solving technique, was the prime objective of requiring study of engineering by non-engineers. In addition, essentially limiting the choice of sequences to civil, mechanical, and electrical engineering did not take advantage of the other engineering disciplines available and of interest to cadets.

The USMA curriculum committee reviewed numerous alternatives and compared them with the status quo. They proposed that the 5-course sequence should consist of a coherent set of courses within any one of several branches of engineering, a set which would enable the cadets to gain sufficient technical competence in that one field to perform analysis of problems and design of solutions--to experience the engineering thought process. Several different "sets" of courses would be offered, each in a different branch of engineering. These became known as "sequences," completion of any one of which would satisfy the core requirement for engineering.

In the course of the review it was recognized that an emerging branch of engineering--systems engineering--would be especially useful in meeting the objectives which justify study of engineering by non-engineers. Up to this point, systems engineering had been taught within the Engineering Department as decision theory. As a result, the change in the engineering curriculum became inter-related with a proposal to add systems engineering to the Academy's offerings. It has been added, and now the core requirement in engineering is for non-engineers to complete any one of seven tracks, each consisting of five courses in one branch of engineering. The seven engineering branches are civil, mechanical, electrical, environmental, nuclear, systems engineering or in computer science.

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Affirmation and Change

The addition of systems engineering raised the question of which department would provide those offerings. The answer could have been one of several existing departments or a new department dedicated to systems engineering. By raising the possibility of a new academic department dedicated to one branch of engineering, two other long-standing organizational questions were confronted, to which we now turn.

Departmental Reorganization

In days past, when the cadets' curriculum was fixed ("one size fits all"), it made sense for academic departments teaching technical fields to be organized in a manner one might refer to as "horizontal." For example, when organized horizontally, the Mechanics Department taught all of the courses needed in the third year of a cadet's progression through the fixed engineering program. The Engineering Department in turn taught all courses required in the fourth year of that program. The result was that these departments each taught courses sometimes regarded as belonging to multiple branches of engineering.

The horizontal arrangement was quite workable before the Academy adopted optional majors/FOS and invited cadets to elect one. After adoption of optional majors/FOS, the departmental organization became more confusing than helpful. Cadets pursuing mechanical engineering, for example, would move from one department to another each year in order to complete their programs rather than staying in a "mechanical engineering department." With adoption of majors, the traditional college organization--collecting together all courses associated with a branch of engineering--appeared to make more sense at USMA than before. Thus, several motives for change came together almost simultaneously: the impetus to alter the engineering core requirements for non-engineers, the interest in systems engineering, and the value of reorganizing the several departments which taught elements of engineering.

Opening the question of departmental reorganization also offered the opportunity to recognize the growing importance of computer science. The Department of Geography and Computer Science (G&CS) had given birth to the USMA computer science program in the early sixties (as the Department of Earth, Space, and Graphic Sciences). The emergence of computer science as a field unto itself, considered with the substantial reputation and growth of the geography program and a new program in environmental engineering, suggested that splitting these two disciplines into autonomous departments would benefit both. However, a decline in enrollments in electrical engineering as a major, the dropping of electrical engineering as a core course, as well as nationwide efforts to group computer engineering (taught by electrical engineers) and computer science led to the concept of grouping them at West Point.

The total number of departments that the Academy could accommodate became a consideration in the weighing of alternate formulations. To enlarge the number beyond 13 would perhaps clarify disciplinary distinctions but would have the practical effect of increasing the administrative overhead costs. At some point, the costs offset the gains.

In the final analysis, the number of departments stayed the same by creating two new marriages while breaking apart two old ones. The geography

13


Academic Program
element of G&CS became the Department of Geography and Environmental Engineering; the computer science element joined the old Department of Electrical Engineering to become the new Department of Electrical Engineering & Computer Science; the systems engineering element of the old Department of Engineering became the new Department of Systems Engineering; the civil engineering element of the old Department of Engineering joined the old Department of Mechanics to become the new Department of Civil and Mechanical Engineering.

Revision of Grading Policy

As a result of the Institutional Self-study and suggestions by the Visiting Professors Panel, the Dean's General Committee reviewed the Academy's grading policy and elected to adopt a policy favoring criterion-referenced grading. That policy is implemented in general terms by the Dean's Policy Operating Memorandum, stating in part the following:

Grading philosophy:
 

The foundation of our grading is a commitment to evaluate cadets based on their achievement of announced course objectives. Satisfactory performance on graded course requirements must therefore reflect satisfactory progress toward meeting course objectives. We will establish and provide to cadets reasonable academic standards of achievement in advance of cadets taking a course and taking tests. Our goal is not to order cadets against each other based on any preconceived concept of an appropriate grade distribution. Instead, we challenge cadets to meet announced standards of performance and assign grades based on their success in doing so. Once standards are established, the principal responsibility for academic performance rests with each individual cadet.

Instructors are responsible for establishing standards and objectives, providing sound instruction, measuring cadet attainment, and providing a reasonable amount of additional assistance. Instructors shall strive to motivate and inspire cadets to achieve their full academic potential. Beyond these obligations, the responsibility for academic success or failure rests with each cadet.

Letter grades ranging from A+ to F will be the normal means of communicating academic achievement. Numerical scores may be used to develop these letter grades.

To the extent consistent with the subject matter:
(1) Instructors will provide cadets a statement of the objectives for each course. Cadets will be evaluated against these objectives. (2) Departments will avoid evaluation and grading practices which encourage reliance on curving.

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Academic Program
Historical Mindedness

During 1988, the Superintendent asked a select panel, headed by BG William A. Stofft (Chief of Military History), to assess the teaching of history at USMA and the degree to which "historical mindedness" is evident through the activities at the Military Academy. Other members included Professor L. J. Luvaas (US Army War College), Dr. Richard H. Kohn (Chief of Air Force History), and Dr. Charles P. Roland (Chairman, Department of Army Historical Advisory Committee),

The panel reviewed documents, visited USMA departments and talked with professors, PAPs, and instructors. In its report, the panel restated the US Army's interest in seeing that its leaders have opportunities "for the study of history to develop historical mindedness among the officer corps at large and to contribute individually to broaden perspective, sharpen judgement, and increase perceptivity and professional expertise." They reported also the Army Training & Doctrine Command's official definition of historical mindedness as follows:

A person who is historically minded habitually solves problems by searching for broad themes that trace developments over lengthy periods, tries to identify cause and effect relationships, analyzes past events and actions in the context of their own times, and considers present circumstances in the light of the past.

USMA offered its own definition as well: "A characteristic of thought that enables one to view an idea in the context of human experience and to judge its applicability under current or anticipated conditions."

The report concluded that "significantly more is being done to instill historical mindedness than we imagined." It cited the Departments of Foreign Languages, Social Sciences, Behavioral Sciences and Leadership, English and Law as effective contributors in addition to special programs such as varied lecture series, SCUSA. etc. The report offered especially strong praise of the Department of History and its contributions, such as the ROTC workshop--described as "a national treasure."

As recommendations the panel suggested several actions: increased attention to inter-disciplinary coordination: a careful inventory of heritage experiences of cadets "with the goal of fully integrating in the minds of faculty and cadets the history of the Army, West Point. and the military profession; " hiring a few civilian teachers with earned PhDs in history; and giving increased credit to those who teach the ROTC Workshop. The panel considered and recommended against development of a masters degree level program in military history at USMA because of, primarily, a potential drain of resources from the undergraduate program.

Visiting Professor Panel Reports

After his arrival at USMA, General Palmer observed that the value of the Visiting Professors as a collective advisory group had been neglected. In the past, Visiting Professors each had filed an individual report at year's end with their respective department heads. Some of those reports contained highly

15


Affirmation and Change

constructive advice, but these did not have the power that a collective effort promised. In addison, some Visiting Professors seemed frustrated at the reception their comments received, noting that their predecessors had said the same things, apparently to no avail. General Palmer believed it would be useful to enable the Visiting Professors to express their views collectively. He recognized from the beginning that their views may be critical, because the Visiting Professors come from academic life in institutions having no mission beyond collegiate education. With that background, they cannot be expected to appreciate the reasons why some purely educational values may be compromised at times in the interests of other institutional values or program objectives such as character-building, military training, physical development, etc. Expecting that their opinions would be critical, he believed, nevertheless, that they should be heard and taken seriously, but also taken within the context of the Military Academy's unique mission. Thus, he impanelled the Visiting Professors during each of three successive years, AY87-88, 88-89, and 89-90, to provide him their collective advice. He asked the SASP to facilitate their work and serve as his point-of-contact for them.

To begin their work each year, the Visiting Professors received general briefings on aspects of the Academy beyond the academic realm in which they worked. Afterward, they decided upon the primary concerns to which they would address themselves for the year. By the end of each year, they compiled a report and filed it with the Superintendent.

All three Visiting Professors' reports offered constructive criticism, as expected, together with obviously genuine affection for the institution. The nature of the criticisms was similar in all three reports and may be represented adequately by the first. It concluded in the main that (1) the use of large numbers of temporary military officers as rotating faculty members limited the experience and depth of faculty in a manner detrimental to quality education, (2) that the use of small sections for interaction between instructor and cadet was not being effectively implemented, (3) that grading practices allowing for curving of grades to fit cadets' performance contributed to mediocre academic standards, and (4) the myriad of non-academic requirements faced by cadets inhibited their motivation toward and performance of academic work. All three reports made clear that the flaw to which they pointed was not with the quality of cadets nor of faculty; rather, "the flaw is in the system," they said.

Again, it should be said that the criticisms above were taken seriously, but in light of the differing set of values which non-military educators bring to the analysis. What to them is a flaw may actually be a virtue when considered in light of differing objectives. For example, the temporary military faculty, criticized by the Visiting Professors, is justified, not by their youthful vigor and enthusiasm in the classroom (which helps to offset their lack of experience), but rather by the role modeling of military professional norms and values which they provide.

By the end of AY89-90. the Superintendent saw that the three previous panels had fulfilled their purpose at a time in the review process when their fresh input was most needed, so he closed this brief but unique episode in the history of the Visiting Professors.

16


Academic Program
Faculty Appointments and Retention

The history of USMA reveals an ebb and flow in concern for maintaining the faculty's currency with the Army. General Palmer undertook several policy initiatives which were intended to improve that currency. They were as follows:

The Superintendent curtailed extensions of normal tours of duty and repeat tours of duty by faculty, in order to permit more officers, each with their varied experiences, to have the opportunity to serve at West Point.

Noting that under a previous dean tenured faculty selection boards had put an occasional emphasis on academic credentials over military factors, General Palmer altered this emphasis in favor of balanced credentials or an occasional emphasis on soldierly traits over scholarly ones.

Policies were formalized permitting the Dean to serve one five-year (renewable) term, and requiring all Professors, USMA, to undergo a board-level performance review every five years.

The Officer Professional Development program was formalized under the Director of Military Instruction.

The Dean's "regreening" program (summer assignments with Army units) for tenured faculty was given renewed emphasis.


Title 10 Authority for Civilian Faculty

Efforts began in the late 1980s to improve the administrative circumstances for hiring of civilian faculty at USMA. The purpose was primarily to improve hiring procedures that affect the civilian faculty already employed at USMA, those in Department of Physical Education, Department of Foreign Languages, and those Visiting Professors who are not associated with another university (VPs who are associated with other universities are hired under the Inter-governmental Personnel Act, not under the customary civilian hiring rules of Title 5). Title 5 works satisfactorily for hiring administrative personnel, but not for faculty. Operating under the limitations of Title 5, USMA was underpaying its civilian faculty in comparison to their peers in the region and, as a result, it was having trouble retaining them, a situation which was in serious need of repair.

An effort to improve civilian faculty hiring procedures has the secondary benefit of placing USMA in an improved position to expand its civilian faculty in a responsible manner should it choose or be compelled to do so at any time in the future.

Conclusion

USMA's academic program has been throughout its history the Academy’s most stable program and, at the same time, the one most resistant to change despite pronounced efforts to induce it. The changes in curriculum and departmental organization achieved during the late 1980s were completed in a more progressive and collegial spirit than has been the case at times in the

17



Affirmation and Change

past. The changes, as well as the spirit in which they were undertaken, bode well for the future of the program and the intellectual development of cadets.

18


Military Program
MILITARY PROGRAM

The Military Program was revised in numerous ways during the late 1980s and early '90s. The changes may be discussed within the following categories:

Program Goals

Sequential Leader Development System

Certification and the Four-year Model of Development

Summer Training Initiatives

Summer Training Sequence

Cadet Ranks

Cadet Company Reorganization

Increased Accountability for Self-discipline

First Class Responsibility for Drill Ceremony, & Spirit

Changes in Cadet Privileges

Separate First Class Barracks

Fourth Class Military Mentor Program

Review of the Cadet Discipline System

Military Intersession

Military Art and Science Field of Study

Optional Meals

Review of Fourth Class System and Formulation of the Cadet Leader

Development System

Leader Distribution Plan (Scrambling)

Length of Reorganization Week

Military Developmental Assignments


Each of these areas of change are discussed in turn below.

19


Affirmation and Change

Program Goals

The goals of the Military Program were developed as part of the 1987-89 institutional self-study, in which Academy goals also were developed and were the basis for subsequent development of program goals. A precursor to the goals of the military program was the Commandant's operational concept developed in 1987-88. The Military Program goals were further revised in 1990, as follows:

To provide each cadet broad basic military education and training designed to teach and train each cadet in individual and small unit leadership skills and selected professional knowledge subjects.

To contribute to developing in each cadet, through the demanding regimen of a spartan lifestyle, the self-discipline and mature judgment necessary to think clearly, decide wisely, act decisively, and communicate clearly.

To provide each cadet with leadership opportunities that are increasingly more demanding and with the motivation to seek even greater leadership opportunities through a sequential, progressive, four-year process of education, training and performance evaluation.

To contribute to moral-ethical development by instilling in each cadet the ethos of military life with its commitment to national service and the ideals of loyalty, duty, integrity, personal responsibility, selfless service, and the inspiration for continued military development.

Sequential Leadership Development System

The Sequential Leadership Development System (SLDS) was first conceptualized and briefed to the Commandant, BG Joseph Franklin, by then-Major Will Wilson in 1980. SLDS provided for cadets to experience increasing leadership responsibilities year-by-year, progressing from (1) follower to (2) one-on-one developer to (3) small unit leader to (4) Corps leader. General Franklin adopted some elements such as the Third Class one-on-one developers. The concept developed during tenure of subsequent commandants, and it was then-BG Peter Boylan who saw the potential of SLDS as a system for evaluation of subordinates by the chain-of-command (and by instructors and coaches). He initiated formulation of a set of 12 dimensions of observed behavior associated with effective leadership (known as Leader Performance Indicators or LPI) to serve as the evaluation criteria for SLDS. In addition, the SLDS system utilized, for collection of LPI data, the power of personal computers, which were becoming widely available then for the first time.

Certification and the Four-year Model of Development

During academic year 87-88, the Superintendent proposed the outline of a model of the four years of a cadet career in which the first two years are primarily developmental, the next 1 and 1/2 are principally evaluative, and the last 1/2 year is transitional. Based on this outline, a formal program was developed by the Office of the Commandant, providing for checkpoints for

20


Military Program
cadets toward the end of their second year, their third year, and their 7th semester. Cadets were to be evaluated on a whole-person, comprehensive basis at each checkpoint. Those found lacking were designated as cadets of concern (COC) toward whom subsequent intensive developmental effort would be directed. The last checkpoint was a "go/no go" certification decision, in which a "go" meant that the cadet was assured of graduating on time so long as he or she did not "self-destruct" during the final transition period (with those few who did being delayed in graduating or separated). Cadets who received a final "no-go" decision were confirmed by a Certification Review Board and by the USMA Academic Board, then identified to Department of Army as cadets who were not expected to graduate in the following May.

From the above description, one can see that the program resolved two problems. First, prior to the program's development, the Academy had upon occasion decided, just prior to graduation, that a particular cadet should not be graduated. When the separation decision for such a cadet was forwarded to Department of Army (DA) for final approval, administrators there found it difficult to resist arguments from family and interested Congressmen that such an "11th hour" decision by the Academy was unjust, unfair, and reflected poorly on the procedures of the Academy. It was argued that the institution should have been able to recognize prior to the end of nearly four years that the cadet was not fit to graduate. By means of the certification process, such cadets are now identified to DA in time to enable administrators and the family of the cadet to make appropriate arrangements.

The second problem improved by the certification process was that of insuring that graduates meet the "whole-person” qualification standards of the institution. The program provided a mechanism to screen for and evaluate comprehensively the cadet who may have barely skated by at every possible evaluation opportunity, including possibly conduct and honor, but failed to trigger any specific separation mechanism. By so doing, the program ultimately enabled the Academic Board to fulfill better its responsibility to judge whether each cadet has "completed the course of instruction,... maintained the standards of conduct; and... possess[es] the moral qualities, traits of character and leadership essential for a graduated cadet...." (para 9.02.a., "Regulations, USMA").

Summer Training Initiatives

In the summer of 1986, shortly after General Palmer's arrival, he learned that the Third Class (second-year) cadets in Cadet Field Training (CFT) at Camp Buckner were, upon occasions, training seven days a week (necessitated by scheduling of facilities and compensated by "time off" at another time). When he asked why such a pace was necessary, he was told that the list of mandatory training subjects left no alternative; there was no other way to fit in all the required training. When he asked whether the list was really imperative and whether it served our institutional purpose for the training, he found that the staff's view of the purpose of CFT focused primarily on teaching soldier skills to Third Class cadets with secondary attention to the leader development of the First Class cadre. His inquiries led to a staff review of the purpose of CFT.

After considerable study by the Commandant's staff during the summer of 1987, it was decided that Camp Buckner had four goals. The foremost goal was

21


Affirmation and Change

(1) to provide a leader development experience for the upperclass cadets. General Palmer expressed his view that the training of the Third Class was not the top priority in saying, "If all we wanted to do was teach 1100 Yearlings advanced individual training, it would be cheaper to put them in trucks and take them to Ft. Dix. They are set up to do that training." The second goal of Buckner is (2) to give the Third Class cadets (yearlings) a cohesion experience, to find out that the Army's fun, to get to know each other, to play as well as work, and to develop class unity. The third goal is (3) to familiarize yearlings with the Army and the fourth is (4) to develop military qualification skills to a level required for commissioning.

With these goals in mind, General Palmer concluded that USMA was doing well on the third and fourth priorities but poorly on the first and second priorities. In succeeding years, the focus of training at Buckner was revised and redirected toward providing a leadership opportunity for the First class (and later Second class) cadre members and a further grounding in their military skills.

The upperclass cadets were given substantially increased opportunities to present instruction, accepting that any diminution in quality of training was justified by the gain in their development as leaders. This change not only enhanced the upperclass cadets' leadership development opportunity, it also responded to threatened reductions in Army funding of the troop support required by USMA in the summer; thus, the increased reliance upon cadets as trainers may have been necessary as well as desirable. Rather than experiencing a drop in training quality, in fact much of the instruction improved, because the cadet trainers' ingenuity and "insider" sense of humor made the instruction more palatable than before. Staff and faculty members employed as platoon trainers gave upperclass cadre a readily-available mentor to assist in their training preparation. Training on weekends was ended and replaced by opportunities to develop class cohesion through intramural sports and social activities.

The training revisions at Camp Buckner made clear a generalized principle for all summer training: that the primary purpose is to provide a leader development experience to the upperclass cadre cadets. This principle was subsequently extended to the summer training of new cadets (plebes) in Cadet Basic Training (Beast Barracks).

Summer Training Sequence

The sequence of cadet summer training has been altered at various times in the past for reasons which were no doubt reasonable at the time (and which were often lost from the institutional memory). For whatever reasons, the sequencing of summer training by 1986 seemed to be illogical when viewed from a perspective concerned with progressive sequencing of leader development activities. The illogical sequence caused only First Class cadets to serve as cadre for Cadet Basic Training (Beast) and Cadet Field Training (Buckner) in all positions, to include cadet sergeant squad leader positions. For First Class cadets to be employed as squad leaders in their final summer served well their trainees, but it served poorly the Firsties themselves. Many of them had actually served as Second Lieutenants with active Army units the previous

22


Military Program
summer; thus, to be reduced to a squad leader role the following summer was a retrogression.

During AY 87-88, in order to improve the sequencing of leader development opportunities, decisions were made to rearrange the cadets' third and fourth summers of training. The change provided in every cadet's third summer a non-commissioned-officer-type experience and in the fourth summer an officer-type experience. It was accomplished by sending Second Class cadets to either an NCO (typically squad leader) position at Beast/Buckner or to Drill Cadet Leader Training Joining NCOs in an Army basic training cadre). First Class cadets were sent to either an officer position at Beast/Buckner or to Cadet Troop Leader Training (serving as a platoon leader in an active Army unit). Assignment of cadets in their third and fourth summers was coordinated so that each cadet would serve once on a West Point cadre detail and at least once with the Army away from West Point. These changes also made the summer training assignments consistent with the leadership duties each cadet would perform during the approaching academic year, thus providing for a coherent, year-round progression of leadership responsibilities for each cadet.

In their details as NCOs or officers on the cadre at Beast and Buckner, First and Second Class cadets were given much increased roles in conducting the training of the Fourth and Third classes. Previously, training was conducted primarily by members of the Army units which assisted USMA with the summer training. The cadet leaders' role was to get the students to the class on time with the right uniform and gear. The cadet leaders were missing an opportunity to exercise an important leader responsibility, that of training one's subordinates. After the change, cadets conducted all of the training which safety and their own expertise allowed. At Buckner, cadet leaders were assisted in the preparation and evaluation phases by officers from the staff and faculty who served as platoon trainers.

The employment of large numbers of the staff and faculty in military training positions during the summers furthered the goals of the Academy's Officer Professional Development program, which serves to maintain the military currency of both rotating and permanent faculty members.

Cadet Ranks

An initiative begun within USCC by Major Kearney, a Tactical Officer, to study cadet ranks and company organization fitted very well with the general focus upon leader development which guided other changes, and as a result his proposals were readily adopted. To support the logical year-by-year sequence of leader developmental tasks for each cadet, assignment of cadet rank was altered to correspond directly to the cadets' progress. The Fourth Class learn to be followers and have the cadet rank of private. The Third Class are all promoted to corporal after completing Camp Buckner, and they serve as team leaders both at Buckner and sometime during their Third Class academic year. The Second Class are promoted to Sergeant at the beginning of their third summer, and the First Class become officers at the beginning of their fourth summer (with a few minor exceptions on the Beast cadre).

A barrier to adoption of this system in the past has been the inability to provide a chain of command position to every cadet officer if the entire First

23


Affirmation and Change

Class were promoted to officers. This problem, however, was re-evaluated when considered in terms of its parallel in the Army. The Army has more officers than it has current chain of command positions. Many officers serve in essential staff roles as well as in command positions. They rotate between such positions and to other duties, such as attending civil or military schooling. At all times, even when they are not in command or on staff, they still maintain responsibilities for upholding professional standards in their own behavior as well in other military personnel with whom they may come into contact. For cadet officers this latter responsibility holds as well. Cadet officers rotate into and out of the available command and staff positions during the course of the First Class year. When they are not in an assigned duty position, they are responsible, nevertheless, for their own performance of duty, personal standards, and for upholding standards among other cadets.

Cadet Company Reorganization

A change was needed in the academic year organization of the cadet company to parallel the changes in rank and sequential development. Squads were reorganized so that the senior member of the squad would be the cadet sergeant (Second Class) squad leader. The squad then would include Third Class cadets (as either team leaders or members of squad) and Fourth class cadets (as members of squad). The First and Second Class cadets who were not assigned to line platoons as platoon leaders, platoon sergeants, or squad leaders were assigned to a headquarters platoon.

Increased Accountability for Self-discipline

As cadets progress through the 4-year experience, they are required to engage numerous challenges, such as the Army Physical Fitness Test (APFT). During the First Class year, the physical fitness requirements imposed upon the "Firsties" are less than in prior years, while their responsibility for maintaining their fitness remains constant. Without institutional prodding to keep them in good condition, they must rely increasingly upon their own self-discipline. Most are quite willing and able to do so, but a few in the past would prove unable to exercise self-discipline and would fail the APFT in their final semester, though they had proven themselves in earlier tests capable of passing it.

USMA's past practice in dealing with such failures had been to continue retesting the Firsties until they were finally able to pass the test, usually in the 11th hour before graduation. General Palmer concluded that this procedure failed to enforce the habits of self-discipline which were the key lesson to be learned at this point in one's cadetship. During AY87-88, he instituted the policy that cadets who failed the APFT in their final semester (without medical or other mitigating circumstances) would not graduate on time with their class, but instead would undergo additional fitness training and graduate late--assuming they eventually passed the test. Each year since, a few unbelievers among the graduating class tested the rule and found it unbending.

24


Military Program
First Class Responsibility for Dril1, Ceremony, & Spirit

An annual practice of General Palmer was to assign to the First Class three special responsibilities in the Corps as a whole. Two of those were the same each year: (1) high quality of cadet drill and ceremonies during the marching season and (2) maintaining a high level of morale, esprit de corps, and positive attitude among cadets, manifesting itself in various ways, only one of which was the support by the "12th man" of Army athletics. The third was a responsibility chosen each year as important to that year, such as: honor, Fourth Class System, implementation of the new model, etc.

Changes in Cadet Privileges

As a result of the Superintendent's discussions with recent graduates of USMA on active duty, General Palmer became concerned about the preparation of cadets to cope with the freedom and responsibilities they experience in their first assignments. He believed that cadets needed a period of transition to the officer lifestyle before graduation. A transition period would permit cadets who were determined to sow wild oats to make their mistakes at West Point, where it could be survived, rather than making mistakes in the Army, where it could be a career-ender. As a result, several changes were made; one was in cadets' privileges.

Privileges for cadets (which pertain mostly to their freedom to come and go when they have no other duties) were gradually altered. The spirit of the change in privileges was to have cadets learn to exercise self-discipline by submitting to the demands of a spartan lifestyle for three years, after which they would experience the transition to the officer lifestyle during their final year. As a result, the privileges for the First Class cadets were increased, while the privileges for the underclasses were actually reduced. The First Class' privileges enabled them to function much like officers, free to come and go when they had no duties to perform. The change in underclass privileges was made as a part of a review of the cadet experience, known at the time as Project Enrichment, the objective of which was to restore high quality of achievement to the academic program. As a result of the change, the three underclasses have a rigidly graduated set of privileges by class: thus, they live what is intentionally a uniformly spartan lifestyle.

The cadet leave and pass policy was also revised. Leaves were distinguished from passes as follows: A leave is a cadet entitlement (barring severe indiscipline), and there are four leaves authorized per year (Thanksgiving, Christmas, Spring, and Summer). Passes, in contrast to a leave, are a privilege earned by one's performance of duties. The number of passes which are automatically authorized for underclass cadets was reduced, while the number of passes they can earn for performance of duty increased.

Separate First Class barracks

To further the transition to officership of First Class cadets, a new plan was tested in the late spring of 1987, housing Firsties in barracks apart from their underclass subordinates, while they continued to perform all chain of command duties required by their duty positions. Visiting between First Class and

25


Affirmation and Change

underclass living areas was limited to duty-related visits. The revised living arrangement mirrored in part the circumstances of an officer who lives in a BOQ rather than in the barracks with the soldiers.

The initial pilot test during AY 87-88 used one battalion as the test group and concluded that the arrangement had both strengths and weaknesses. As strengths, the duty performance of the First Class did not appear diminished. while the cohesion between the First and Second classes seemed increased. First class cadets were perceived by underclasses as more mature, and Second Class cadets took a fuller leadership role in running the company. Study conditions within the companies were improved. The First Class cadets, in the exercise of privileges, were less of a distraction to the underclasses. As weaknesses, the First Class were perceived as less visible in daily functioning of the company, and unit cohesiveness was perceived as diminished by the distance (physically and professionally) of the First Class.

The concept was tested further during academic year 88-89 by expanding to a full regiment in addition to the original test battalion. Based on the success of that expanded pilot, it was implemented Corps-wide during AY 89-90. Following that experience, a revision to the concept was adopted for AY90-91. Previously, the First Class barracks were located physically apart from the underclass barracks. In order to retain the benefits but reduce the costs of the arrangement, the First Class barracks areas were kept intact but moved to locations contiguous with their underclass company area.

Limited experience with a few graduated classes appeared to confirm that the several "transition-to-officership" changes had worked as hoped: cadet offenses increased. but lieutenant offenses decreased.

Fourth Class Military Mentor Program

The Fourth Class Military Mentor program (or Mentor Program, for short) has its origins in the Plebe Pop program which began in 1947. That program was terminated in the early 1960s allegedly due to abuses of the program. Later, in 1969, a "Sponsor Program” was initiated. While the former program focused on the plebes, the latter focused on the upperclass years, providing an opportunity for families to sponsor cadets ideally for the cadets' last three years. Though initially sponsors were military members of the staff and faculty, sponsorship was gradually expanded to permit civilians residing off-post to participate as well.

By 1986, the sponsor program also was riddled with abuses and threatened with termination. The control of the program had become nearly impossible. Some cadets were being sponsored by civilians unrelated to USMA who lived in the area (a cadet's girlfriend's parents, for example). Cadets could sign out of the company on weekends for their sponsor's house (which might be in Poughkeepsie). Because this could serve as a convenient excuse to be off-post, cadets began to "adopt" another cadet's sponsor for a day and sign out with them. Rather than terminate the program, the decision was made to restructure the program totally so as to eliminate the abuses that had become widespread.

26


Military Program
The new program would be designed to serve several recognized purposes, which were as follows: to support the Fourth Class cadets' socialization into the Army way of life (especially that of military families), and to provide them a "decompression" time in an environment where they might also learn social poise and etiquette. The program was also intended to enable staff and faculty to better appreciate cadet life and to enhance the cohesion between cadets and military members of the staff and faculty.

The new program was adopted in August 1987. In light of its purposes, the program restricted eligibility to serve as a mentor to married military staff and faculty members residing at West Point or Stewart Army subpost (or off-post in a limited zone by permission). Some persons who had previously sponsored cadets but were ineligible to serve as mentors took offense. It was pointed out to them that the restriction on mentors served the unique purposes of the program (see above), but did not prevent any person from engaging in relationships with any cadets within the normal limitations of cadets' privileges and limits.

Review of the Cadet Discipline System

Over the past twenty years, several study groups have examined the Cadet Discipline System (which is the set of rules by which exceptions to cadets' behavior, as prescribed by regulations, primarily those in USCC Reg 600-1, the "Blue Book," are administered). In addition, in 1973 the Federal Courts reviewed the separation of cadets for discipline in the case of Hagopian v. Knowlton. Throughout most reviews, a dominant concern has been protection of due process rights and the equitable administration of the discipline system.

Two reviews within the Office of the Commandant during 1989 (known as the Discipline Review Committee and the SLDS Review Committee) suggested changes to the Discipline System, primarily for the purposes of simplifying the system and creating a link between conduct and leader development. Several changes were adopted. First, conduct grades were eliminated and became part of what is known as Leader Performance Indicator Grades (LPI). The Report of Deficiency form (Form 2-1), used by an observer to report a cadet's conduct, was redesigned to reflect the connection between conduct and leadership. The new form provided space to comment on the leader dimensions associated with the observed behavior. In addition, the form was designed to be used equally for meritorious behavior as well as deficiencies. In cases of observed positive behavior, the outcome would most likely be an incentive award by the Tactical Ofhcer to the cadet, as opposed to demerits or other punishments associated with non-meritorious behavior.

Several changes were made in the discipline system to streamline the system administratively while maintaining due process and making the cadet system similar to the Army system. A summary of these changes follows:

* The descriptions of offenses were reduced in number from 182 to 28 and were reworded to reflect principles of  conduct rather than specific acts.

* Conduct boards to which cases may be referred were changed from four levels (Class IV -Class I) to two (Company Boards and Regimental Boards).

27
Affirmation and Change
* A table of maximum and minimum punishments by level of board was established.

* Base punishment awards were increased for repeat offenses and for more senior cadets.

* The policy was adopted that company boards would be approved by the RTO to aid in achieving consistency and fairness.

* The policy was adopted that only demerits awarded with tours would be counted in the six-month demerit totals.

* The policy was adopted that room confinement tours and walking tours could be satisfied at the same rate (five per week).


The reason for reducing the number of descriptions of offenses and rewording them was not only to make the system less administratively burdensome but also to direct cadets' attention towards the spirit of regulations rather than the letter. Offenses which under the old system might have been written up as, for example, "improper conduct during a lecture" or ”inattention in class" would be written instead as "failure to maintain proper standards of conduct" or ”failure to perform a duty." In addition, the new system gave the Tactical Officers more discretion in assigning punishment to take into account the cadet's prior discipline record, the facts and circumstances of the offense, and the appropriate punishment for that individual cadet; thus, each Tactical Officer was better enabled to treat each cadet as an individual having unique developmental needs.

The reason for the policy of counting only demerits associated with tours in the six-month demerit total was to preclude the perception that a cadet who exceeded the total was being inordinately punished for a minor infraction of the rules. If a cadet, after many past major offenses, actually went over the allowable total due to "dust on desk," he might portray the latter offense as the one for which he was being "kicked out." Additionally, Tactical Officers felt something of this same dilemma in their own issuance of demerits, and this change gave the Tactical Officers more freedom in dealing with minor infractions.

The major alternative considered but not accepted in the course of the review of the cadet discipline system was the abolition of walking area tours as a punishment for cadets.

Military Intersession

A change in the sequence of military training emerged from a review of the cadet experience, known at the time as Project Enrichment, discussed in detail in chapter 7. The change moved all mandatory military science instruction into a military intersession occurring between the two terms of the academic year. The first two-weeks after the cadets return from their Christmas leave are devoted to military science and physical education instruction as well as to some physical program testing (APFT and IOCT. The military science instruction is presented by members of the staff and faculty (augmented by Army Reserve officers) and by cadets from the First Class. The intersession

28


Military Program
substantially strengthens the military program by interspersing academics with a period devoted to military training, a period in which the entire institution takes on a more thoroughly military appearance. The program is further strengthened by the opportunity for cadets to see that the same instructors and professors who teach history and mathematics also teach map reading and squad tactics.

Mi1itary Art and Science Field of Study

Related to the teaching of the required military science courses in Military Intersession was the development of a military science "field of study." The fields of study are the disciplines in which cadets may elect to concentrate their academic study-in-depth electives during the normal academic terms. The military science field-of-study incorporated courses taught by several departments, but primarily those of the Department of Military Instruction (DMI). The instructors for those courses were to be drawn principally from graduates of the Masters Degree program in Military Art and Science at the Command and General Staff College, Fort Leavenworth. The details of the field-of-study and consideration of a major in military art and science were made subjects of consideration by the Academy's curriculum committee.

Not only may cadets elect a military science field-of-study, but also cadets pursuing other fields of study may take elective courses in military science during the academic year as free electives.

The change in military science instruction led to reorganization of the responsibilities of the DMI. The Military Program consists of several constituent elements including military science instruction during summers, intersession, and, on an elective basis, during academic terms. The Military Program includes other elements as well, such as the military organization overseen by the Tactical Officers, the disciplinary system, the Honor System, etc. The military science instruction portion of the Military Program is the responsibility of DMI. While the department alone cannot execute all parts of military science instruction, the department has total responsibility for the content design of all such instruction.

Optional Meals

Optional breakfast for cadets was terminated by a decision by the Superintendent during academic year 86-87. A proposal for optional supper was put foward by the Dean in the spring of 1988, but it was disapproved by the Policy Board due to objections expressed by the Commandant. During Project Enrichment (mentioned above; see chapter 7) in the spring of 1989, the subject of optional supper was reopened as a means of improving academic quality during the academic year. It would enable cadets to get long blocks of uninterrupted study time when it was needed. A decision to test optional supper during AY89-90 was made in the spring of 1989 as a part of the final decisions concluding Project Enrichment. It was subsequently adopted.

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Affirmation and Change

Review of Fourth Class System and Formulation of the Cadet Leader Development System

During the year AY89-90, USMA undertook an intensive study of the Fourth Class System. The purpose of the review was to assure that the System helped USMA meet its leader development goals for upperclass cadets as well as plebes and that it helped mold the attributes of leadership expected in today's Army.

Prior reviews of the Fourth Class System dot the Military Academy's historical landscape more frequently than any other single issue. The most recent occasions for brief reviews were two in the spring of 1988. One was headed by General Roscoe Robinson (reviewing specifically the facts of the case of former cadet Edwards who alleged he was separated for refusal to enforce the Fourth Class System) and LTG Moore (reviewing both the Fourth Class System and Discipline System). Neither of these brief reviews found any major difficulties; however, a more extensive review was accomplished in the course of the Institutional Self-study (1987-89).

From the Institutional Self-study there emerged considerable concern that the Fourth Class System as practiced did not support the Academy's leader development goals as fully as it should. Two different subcommittees of the Self-study commented negatively on the Fourth Class System. The subcommittee reviewing the Military Program observed that "countenanced behavior" of upperclass cadets often violated the letter and spirit of the Fourth Class System regulation, lending an air of hypocrisy to the System's objective of teaching a duty concept. The committee further noted that some typical upperclass treatment of plebes was in conflict with sound leadership, such as one-way communication, inhibiting subordinates' task accomplishment, and seeking privilege on the basis of rank. (See p. 48, USMA Institutional Self-Study 1988-89 (ISS).) Similarly, the committee reviewing leader development coordination concluded the Fourth Class System "impedes leader development coordination because many of its elements, as it actually operates (contrary to design), are inconsistent with some Academy outcome goals and the goals of other programs." (See p. 24, ISS.)

The year of review began with the appointment of three separate committees, one of cadets, one of staff and faculty members, and one of alumni. The latter committee consisted of trustees of the Association of Graduates, USMA, and was chaired by General Sam Walker, a former USMA Commandant and VMI Superintendent. The faculty committee was chaired by COL Steve Hammond, the director of the Office of Leader Development Integration. The cadet committee was chaired by Cadet Mike Thorsen, Deputy Brigade Commander. Each of the committees was asked to address – from their unique perspective--why West Point has a Fourth Class System, what the System should consist of, and how it should be implemented. All three committees met throughout the year and delivered reports to the Superintendent in the late spring of 1990.

All three reports evidenced long and serious reflection on a complex issue. The alumni report was probably the most conservative of the three, urging a recognition of the fundamental value of the plebe experience and suggesting moderate revisions. The staff and faculty committee, on the other hand, concluded the System was fatally flawed and urged substantial modifications. The third report, that of the cadet committee, could be characterized as falling

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Military Program
between the extremes of the other two. One proposal, originating in the staff and faculty committee but supported in all three reports, was that of a Cadet Leader Development System (CLDS) which would address in parallel form the elements comprising the leader development experience for all four classes, not just for plebes. CLDS would become known as the "four-class system" which would subsume within its larger framework the former Fourth Class System. By formalizing a four-year developmental system, it would direct increased attention to the development of the upper classes in addition to plebes.

After receiving the three committees' reports, the Superintendent and members of the USMA Policy Board reached final decisions on 31 July 1990 as to the final policy changes to be adopted. Those final decisions by the Policy Board reflected in the main the conservative position recommended by the alumni committee. Essentially every recommendation in their report was implemented. These included the following: recognition of the purpose of the system, adoption of CLDS, retention within CLDS of certain traditional requirements for Fourth Class cadets, and adjustment of the date for recognition (that date on which terminate those traditional requirements specially imposed upon plebes). Each of these changes are commented on below.
 

The following purpose of the Fourth Class System was adopted:

l) to promote leader development (including followership)

2) to facilitate transition from civilian life into military life and organizations

3) to promote development of military attributes

Cadet Leader Development System

The Cadet Leader Development System was adopted as the structural framework that would guide all leader development experiences of all four classes. It incorporated a plebe experience which still reflected past traditions and which contrasted markedly with that of the upperclass experience. Implementation of the new CLDS began with the start of academic year 90-91.

Some specific changes incorporated into CLDS from the traditional plebe system were these: plebe knowledge continues to emphasize traditional cadet knowledge (definition of leather, cheers, songs, etc.) during Beast Barracks but is more restricted during the academic year (The Days, menu, familiarity with national and world events) to permit greater focus on academic requirements. During the academic year, plebes continue to perform traditional duties in the mess hall but eat at ease. The exaggerated form of walking (pinging, hugging walls, and squaring corners around desks and fans) was eliminated, but plebes were required to move in an erect military manner at an unexaggerated march cadence and to do so without talking outside their rooms. except to perform duties. Plebes continue to deliver laundry, distribution, and newspapers as they did in the past. The separate system of discipline for plebes (using 4Cs and 4Ds, etc.) was eliminated, so that one disciplinary system applies equally to all cadets. Recognition occurs on or about the day before Spring Leave, though the First Captain may recommend that it occur as early as the end of the intersession based on the plebes' performance.

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Affirmation and Change

In sum, the changes were intended to insure that the plebe experience is a consistent element of a larger experience that puts "fire in the soul" of future Army leaders while teaching each of them effective and proper leadership.

Leader Distribution Plan (Reassignment of Cadets Among Companies or "Scrambling")

"Scrambling" is a slang term used to refer to reassigning randomly all cadets of one class from their original cadet company to another company--a "fruit basket turnover." Though the practice was begun in the 1960s, and was apparently implemented sporadically through the summer of 1984 (class of '87), after which the Army began utilizing the cohort system of unit training (keeping soldiers together throughout their training and into their first Army unit). Cohort ideas were soon implemented within the Corps of Cadets and led to cadets' having essentially a one-company association that began in Beast Barracks (first summer's training) and carried through to graduation (CFT being the only exception).

The cohort concept had been questioned at times in its applicability to cadet leader development at West Point in that the cohort concern for developing unit cohesion was not a primary concern in an institution focused on individual leader development. Also, the concept as applied at West Point created a number of problems. such as the sustainment in some companies of norms contrary to those of the institution. Once begun, such dysfunctional norms tended to become entrenched rather than to dissipate from year-to-year. That problem would be improved by scrambling as cadets would find themselves in new companies associating with other cadets who had experienced dissimilar company norms and would be more likely to fall back upon institutional norms as their common ground for behavior. Still, these were not to be the primary reasons for reinstituting scrambling.

A strong position in support of a return to scrambling arose from the discussions of the Fourth Class System during AY89-90. As the staff and faculty committee formulated its proposal of a "four-class system," it noted that , the goals of that system would be enhanced substantially by scrambling. Indeed, some of the members of that committee believed the four-class system, as they proposed it, could succeed only if scrambling were reinstituted. The four-class system sought to establish a bonafide, military leader-subordinate relationship between the cadet classes (First Class with Second Class. Second Class with Third. etc.), with each of those relationships conducted in a constructive manner that advances the leader development of both members. Under the cohort system, the friendships among upperclassmen in a company developed over a long period and could conflict with the leader-subordinate relationships. When cadets resolved the conflict in favor of the friendship, the opportunity to gain in the practice of leadership was foregone. However, it was noted that. by one scramble of a cadet class between their Third and Second Class year, the relationships between all classes in a company at the beginning of the academic year would be uncomplicated by former, long-standing friendships. The First Class would not know the Second, the Second would not know the Third, and none of them would know the Fourth.

Based on the advantages to be gained in implementing the Cadet Leader Development System, the Superintendent made the decision in March, 1990, to

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Military Program

adopt scrambling for the rising Second Class in the summer of 1990. The program was formally titled by the Commandant the "Leader Distribution Plan." The decision was initially greeted with resistance by the rising Second Class; but after it was executed, there was enormous approval, even by the Second Class cadets, due apparently to the benefits of getting a fresh start, increasing one's circle of acquaintances, and being freed of old, uncomfortable norms. Its implementation also gave the Commandant a desirable opportunity to promote balance among companies in numbers of cadets in various categories.

Length of Reorganization Week

Reorganization Week is the name given to a period of time each year in which the Corps of Cadets makes the transition from summer training activities the first term of the academic year. Activities include the issue of equipment and books as well as training in academic year responsibilities (chain of command, honor, command information, department orientations). When such activities have been squeezed into the first days of the academic term (in lieu of a Reorganization Week), the disruption of cadet study time has been severe.

The length of Reorgardzation Week is regularly debated, with past precedents ranging from one day to one week. Keeping the Week as short as  possible (3-4 days) and intensely filled with activity appears to be the preferred policy, both for efficiency and to reduce cadets' slack time, which they often fill by harassment of plebes.

A second issue regarding Reorganization Week is the sequencing of the  return of the classes. In the past when the Third Class has returned from  Camp Buckner prior to the Fourth Class' return from bivouac at Lake Frederick, the sequence has been questioned. Generally the Fourth Class are familiar with what must be done during Reorganization Week and need more time to get their property moved and rooms set up, computers installed, and other obligations completed. When the yearlings come back first, they get set up and then have free time, in comparison to the late-arriving plebes, which they fill by "playing" with the plebes, which compounds the problem of the  plebes completing their obligations. On the other side of the issue, the yearling team leaders are the members of the cadet chain of command who have direct reponsibility for supervising and teaching the plebes what must be done. The plebes are "flying blind" to a degree until their team leaders return. Resolution of the conflict has been difficult, as reflected by a shifting back and forth during  recent years.

Military Developmental Assignments

USMA began in the late 1980s and early '90s occasionally assigning some Cadets to military units for developmental purposes.

Some cadets who have violated the Honor Code are separated from the Academy but offered the opportunity to apply for re-admission after a time away  from the Academy.  Such cadets may volunteer to accept--during that absence--assignment to a military unit in the status of an enlisted person. The purpose is to assist them in using the time away from USMA not only to enhance their

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Affirmation and Change

maturity and capacity for honorable behavior but also to give them a useful leader development experience.

In addition, cadets who experience difficulties in other ways--either disciplinary or under the Honor System--may be assigned as a cadet to a cooperating military unit for short periods and subsequently returned to USMA. Their roles during these assignments are similar to their roles during summer assignments to Army units for Cadet Troop Leader Training (sometimes called Third Lieutenant training). The assignment is useful both for the cadet's development and for USMA's evaluation of their potential as an Army leader.

Conclusion

Taken altogether, the changes in the Mlitary Program during the late 1980s and early '90s reflect the impact of the institution's reinvigorated emphasis upon its purpose of leader development.

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Physical Program

PHYSlCAL PROGRAM

The Physical Program, one of the three distinct programs comprising the West Point experience, underwent changes during the late 1980s and early '90s within the following categories:
 

Program goals

Study of Competitive Athletics

Master Fitness Trainer Program

Team Contact/Collision Sport Requirement

Policy on Grading Standards

Incentives for Physical Development

Changes to Intramural Sport

Changes to Club Sports

Changes to IntercollegIte Sports
 

Each of these topics is discussed in turn below.

Program Goals

Goals for the physical program were initially formulated as part of the 1987-
institutional self-study, in furtherance of the Academy goals formulated in t same process. After subsequent review and revision, those goals were
  fomnulated as follows:

1. To cultivate in cadets optimum physical capability and personal health knowledge so that each can meet the physical requirements of the military profession and the broader demands of a healthy lifestyle.

2. To develop in cadets the ability to maintain personal physical fitness and to promote fitness of the units they lead.

3. To nurture in cadets, qualities such as initiative, courage, perseverance, self-sacrifice, aggressiveness, and the will to win that will help them meet the challenges of leadership in peace and war.

 4. To offer a program with sufficient variety and richness to permit each cadet to develop a level of skil1 and mastery appropriate for a lifetime of participation in sport and physical activity.

 5. To contribute to the development and cultivation in each cadet of those moral ethical attributes essential to providing the nation with leaders of character.

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Affirmation and Change
6. To provide a professional physical development staff of both military and civilian personnel who by example serve as appropriate role models for cadets.

Study of Competitive Athletics

During the academic year 1986-87, USMA constituted a committee under the leadership of then-Colonel John Costa, the Head of the Department of Foreign Languages. to study competitive athletics at West Point.

From the viewpoint of the Superintendent, General Palmer, the reasons for the study were several. Primarily, it was spawned by the number of decisions being asked of the Superintendent and Policy Board regarding sports and sports facilities. The Superintendent wanted to insure that such decisions were being considered within a framework of coherent planning for competitive sports.

USMA’s approach to its competitive sports had evolved over its history. For example, fencing had once been the Academy's principal competitive sport, because in the early 19th century the saber was the officer's principal weapon. But, over many years, fencing became a limited-interest club sport. The justification by which USMA had added or dropped sports in times past often appeared to rest on whether someone present on the staff and faculty was interested in the sport, more than any other factors. Whether a sport should be played at all and at what level (intramural, club, intercollegiate) were questions that were difficult to answer satisfactorily.

Such questions confronted General Palmer quickly after becoming Superintendent. He found that a number of people approached him with proposals on behalf of various sports, apparently hoping to find a more favorable hearing from him than they had received from previous superintendents. Various people petitioned to have their sports changed from club status to corps squad (intercollegiate). General Palmer even received an impassioned proposal to restore polo from an individual who offered to supply the horses.

As General Palmer reviewed these questions, he became concerned that USMA should have a coherent basis for answering them. To provide such a basis, he took interest in an approach proposed by then-LTC Tom Fagan, Department of Social Sciences. That proposal was to list all the potential attributes of various sports activities which may appear to serve USMA's developmental purposes for its students (such as teamwork, collision/contact, carry-over value, military application, wide public participation, low cost, etc.), to assign. them relative weights, and then evaluate contending sports alternatives against those criteria. Those sports scoring highest against the weighted criteria would be given highest priority for adoption and support. Low-scoring sports would be candidates for demotion in status or for being dropped entirely. To undertake this analysis would become a prime mission of the Costa committee.

Additional factors driving the need for a study were the rising costs of the sports programs and, the shortage of sports facilities to accommodate existing sports. These facilities problems would require additional commitments of

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Physical Program
funds; and, before those decisions were made, it was important to insure the mix of sports and the levels at which they were played were optimal.

The committee's charge was to apply the analytical method proposed by LTC Fagan, discussed above, to evaluate the array of sports which USMA should or should not have, in light of the Academy purpose and mission, the role of athletics in developing leaders of character, cost, etc. It should conclude its work by making a recommendation of the sports that USMA ought to support, together with a rationale.

Among the conclusions of the Costa committee, there was one mild surprise. Some observers of the West Point sports scene, including General Palmer, originally speculated that the Costa committee would conclude that USMA was supporting too many sports. They did not. Rather, they conclude that the variety and the richness of the broad spectrum of sports at USMA was a significant strength of the institution, one which allowed a relatively large student body with widely varying sports interests to be able to satisfy those interests. The variety enhanced the willingness of people to participate, increased their pleasure in doing so, and encouraged their personal, long-tera commitments to participation in physical activities.

Because of its affirmation of the breadth of sports at USMA, the Costa study led to some decisions not to change the status quo for several sports. For example, it was decided not to elevate several of the club sports to intercollegiate. A decision not to change in such cases was a key decision. In addition, it was decided that women's gymnastics should be dropped entirely. In that decision, the primer rationale was safety of the participants. The program required that it either be run with full and total commitment in order for it to be safe, or not at all. Further, squash was demoted from intercollegiate to club status. Though it was recognized as a fine sport, squash, as measured by the criteria adopted as pertinent to USMA's purpose, fell near the bottom o the committee's order of merit list of intercollegiate sports. As a result, the Policy Board made the decision to convert it to a club sport.

Initiation of Master Fitness Trainer Program

Colonel Jim Anderson, Master of the Sword (traditional title given to the Head, Department of Physical Education), formulated a proposal to certify cadets as Army Master Fitness Trainers (MFT). His proposal had its genesis in his observations of USMA graduates ln the field and his contact with the Soldier Fitness Support Center (SFSC) at Fort Ben Harrison. He had observed that graduates of USMA were well-prepared to maintain their own fitness, but not, well-prepared to sustain that of their subordinates through unit fitness programs. By his contacts with the SFSC, he determined that the physical program for cadets at West Point already included most of the components of the Army Master Fitness Trainers course. With only modest adjustments, cadets could be given the opportunity to qualify as MFTs before graduation.

COL Anderson proposed to the Superintendent that USMA make those adjustments necessary to provide the MFT qualification to cadets. The changes involved amending some classroom instruction received by cadets and the administration of a Comprehensive Review Examination. Other requirements were already a part of cadet fitness training (e.g., the Army Physical Fitness

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Affirmation and Change

Test), Cadet Basic Training, or Cadet Field Training. In many respects, such as hands-on training, the cadets' training was more extensive than that given at Fort Ben Harrison.

As General Palmer recalled COL Anderson's decision briefing to him on this subject, he said that he approved the concept within about two minutes, because he recognized that it would meet an important Army need with hardly any change in the current demands upon cadets, while giving the successful cadets a useful qualification and a source of personal pride and satisfaction. It appeared to be a winning proposal for all concerned.

Implemented in AY 87-88 for the class of 1990, that class eventually graduated 779 MFT-qualified men and women (82.5% of the class).

Team Contact/Collision Sport Requirement

In 1987, USMA adopted as a policy that each cadet must, as a graduation requirement, have participated in one season of a team-contact or team-collision sport (TCC). The term "team" sport implied that in the sport the participants actually cooperate in the execution of their sport (as opposed to "teams" constituted of individual competitors, such as track, swimming, etc.). The term "contact" sport implied that the participants mix with one another in the execution of the sport in such a way that personal danger of injury is present (such as basketball, team handball, and lacrosse). By the term "collision" is implied sports in which collisions of participants' bodies is inherent in the execution of the game (such as football, rugby, hockey). Obviously, there are team sports that do not include contact or collision (crew) Just as there are individual sports which do (wrestling, boxdng).

The change was based on the Academy's purpose and mission. The preparation of cadets to be leaders of small (and large) teams in which danger of personal harm is present can be enhanced by their participation in sports which foreshadow these conditions. A survey of the class of 1987 indicated that more than 20% of the class had graduated without having experienced a TCC sport. It was not necessarily by cadet design that it was being missed. For example, a member of the track team could spend four years running cross-country (fall season) and track (winter and spring seasons) and simply not have the opportunity to play a TCC sport.

The requirement was extended to every cadet to participate at least one season in a TCC sport at the level of intramurals, club. or intercollegiate competition. The current TCC sports include football, basketball, rugby, flickerball, team handball, lacrosse, water polo, soccer, volleyball, and area hockey.

Policy on Grading Standards

In 1987, the Superintendent initiated a reconsideration of the policy regarding the grading standards for the physical fitness tests given to cadets. The issue was whether the standards should be stable over time or adjusted over time on the basis of cadet performance. Its resolution was not a simple matter.

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Physical Program

In the past the procedure had been to adjust the grading standards based on cadet performance, which heretofore had been upward. The Superintendent became concerned by his observation that the cadets' performance scores tended to decline during their four years at USMA. When he asked why that would occur, one speculation was that cadets were less willing to exert themselves in later years. But, from his conversations with cadets, he suspected that the shifting standard itself may have a de-motivating effect upon cadets. To use the donkey and carrot metaphor, cadets will not indefinitely respond to a moving carrot. They told General Palmer, 'Well, my plebe year I scored this many points and I got a "B". The next year I did more, but I got a "B-", so why try? Why work?"

The counter-view offered in defense of the adjusted grade standards was a reasonable one: that the fitness of entering cadets had been improving over time, and that their responses to the Academy's improving fitness programs improved over time, and so to provide an incentive to cadets at all skill levels it was necessary to keep the standards aligned with their rising capabilities.

Considering both views, the Superintendent agreed with the importance of having tough standards, but decided that to serve as incentives the standards should be both fixed and attainable with hard work. His primary concern was to provide cadets an incentive – not a disincentive--to improve their absolute performance capability over their four years as a cadet. The policy, he felt, should allow cadets whose fitness grades were relatively low as a plebe or yearling and who made up their minds to do better to know exactly what they needed to do to achieve their goals in succeeding years. At the same time, USMA should be able to expect cadets' fitness grades on average to improve over the four year course; otherwise, one would suspect that they are not developing as they should over time.

In sum, the Superintendent established the policy that the grading standards for all fitness tests would be kept fixed for long periods of time. He suggested 10 years as the minimum time in which to identify a trend--up or down – that might justify any change to the standards.

Incentives for Physical Development

In addition to the change in grading policy, further changes were designed to enhance cadet motivation in the physical program and to reward their achievement. First, the method by which cadet standings in final order of merit have been calculated in the past have given very little weight to cadets' achievements in the physical program. At the conclusion of a review of those weights, the physical program contribution was given a weight equal to 15% of the total. That 15% contribution of the physical program to final standings is composed of two elements: physical education grades (70% of total) and competitive athletic participation (30% of total).

Second, the Superintendent's Individual Award (see chapter 7), while initiated as an award for cadets who achieve success in all three developmental programs, had the effect of elevating the incentives supporting the physical program. In addition, the uniform regulation was amended to authorize cadet wear of the Army Physical Fitness Badge on gym uniforms.

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Affirmation and Change

Finally, the Department of Physical Education altered the weights by which it calculated cadets' grades so as to give increasing weight to the fitness testing component and decreasing weight to the classroom component with each successive year of the cadet experience. This change provided an increasing reward to the self-discipline exhibited in maintaining personal fitness.

Changes to Intramural Sports

A number of changes to the cadets' intramural sports program were initiated.

Number of seasons. In 1987, the number of intramural sports seasons was changed from three seasons to four. aligning the seasons with the academic terms instead of with the intercollegiate sports seasons. Prior to that time, the intramurals seasons were aligned with the traditional intercollegiate pattern of fall, winter, and spring sports. As a result, fall and spring outdoor sports were overcrowded on the available outdoor athletic fields, while in the intervening season the winter sports were overcrowded within the available indoor space.

By changing the intramural seasons to align with the academic semesters – two seasons in the fall, two in the spring – a number of gains were experienced. First, a slight reduction in demands on cadet time was achieved. Cadets were required – both before and after the change – to participate in at least two seasons per year. Because the seasons were slightly shorter after the change, cadets could fulfill the requirement in less time. Second. a cadet having academic difficulties would be able to schedule his or her intramural activity in the early half of the academic term so as to increase available time at the end of the term, before final examinations. Third, demands upon limited sports facilities could be spread out and accommodated more easily.

Changed array of intramural sports. The sports available to cadets in the intramural sports program were changed. The principle guiding the selection of sports was to adopt those which combined high degrees of teamwork, contact or collision, personal conditioning, carryover to army applications, and efficient utilizatfon of facilities. Retained sports were football, basketball, soccer, wrestling, boxing, racquetball, swimming. cross country, and softball. Added were team handball, 3/3 basketball, 5'10" and under basketball, area hockey, and wallyball. Eliminated were track, triathlon, squash, volleyball, and tennis. In the spring of '91, rugby replaced lacrosse.

Wallyball. The adoption of the sport of wallyball in the intramural program was an example of a change which made more efficient use of USMA's available facilities while at the same time giving cadets experiences with sports which they could apply later in the army in working with their soldiers. Wallyball is essentially the game of volleyball played inside a raquetball court having a net strung across the center of the court. It is easily adapted from existing facilities. fun to play, and accommodates 8 players in team play in each court instead of only 2 players in individual play.

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Physical Program
Changes to Club Sports

A change in the USMA organization shifted the supervisory responsibility for all competitive club sports from the Director of Cadet Activities to the Head, Department of Physical Education. The purpose of the change was to move closer to a consolidation of all elements of the physical program under a single proponent. Consideration was given to further consolidation of the physical program activities by combining the DPE and DIA responsibilities under a single head, a proposal rejected for reasons discussed in the following section.

Because the competitive club sports satisfy the goals of the intramural program (listed above), it was decided that those cadets participating in one of the 23 competitive sports in club status during an intramural season should be given credit for intramural participation in that season. The club competitive sports are crew, lacrosse, rugby, team handball, volleyball, bowling, cycling, fencing, handball, judo, karate, power-lifting, orienteering, equestrian, racquetball, marathon, sailing, skeet & trap, alpine ski, Nordic ski, squash, triathlon, and freestyle wrestling.

Changes to Intercollegiate Sports

Several relatively small but still important developments occurred in the West Point intercollegiate athletic program under the supervision of the Office of the Director of Intercollegiate Athletics (ODIA).

Patriot League. USMA accepted an invitation to join a newly-formed Eastern athletic league, named the Patriot League. The new Patriot League was formed out of like-minded schools, several from the old Colonial League, who share similar academic and admissions standards and who were committed to running their athletic programs as a contributing element of a total educational environment (as opposed to a college coexisting with an uncontrolled, commercialized, semi-pro sports operation on the same campus). A pertinent rule of the League is that athletic scholarships per se are not given; that is to say, each student's financial aid is based on established need or considerations other than athletic talent (e.g., USMA gives full financial aid to all admitted students). The league hosts 22 sports at the NCAA Division I level. USMA participates in 18 of those sports, excepting football, in which it continues to compete as an independent (in division IA); baseball, in which it plays with the Ivies and Navy in the Eastern Intercollegiate Baseball League; women's lacrosse (see comment below); and field hockey, in which USMA has no team.

Upgrade of Women's Sports. A couple of decisions followed logically upon the decision to join the Patriot League. As part of joining the league. USMA's sports for women were upgraded to division I from Division II. That decision became an incentive, among others, for the United States Naval Academy to join the Patriot League in order that their women could continue to compete with USMA's women at the same level.

Because the new league included women's lacrosse, an offer was made to the USMA cadet women who were playing lacrosse as a club sport to upgrade their sport to intercollegiate. Based on a team vote, they chose not to upgrade, on the rationale that they were playing just for fun and did not want to have to

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Affirmation and Change

take it more seriously than that. The administration accepted that choice as a good decision.

Criteria for Intercollegiate Sports. In early 1991, the Athletic Committee established several criteria as an umbrella under which sports would be considered individually for adoption as intercollegiate sports at USMA. These were that (1) the sport must be an NCAA-sponsored sport or one that by tradition is sponsored by the intercollegiate athletic offices at other colleges in the USMA area, (2) funds and facilities must be available to fully support the sport, and (3) the total mum Corps squad participation (to include support personnel) at any one time must not exceed 25% of the Corps strength.

Reorganization Rejected. During the Academy's studies of reorganization of the USMA staff, the suggestion was made that all physical development activities for cadets should be organized under one single proponent, Just as the Dean oversees the academic program, and the Commandant, the military program. Though the proposal would have seemed to make the organization chart cleaner, the idea was not practical. The physical program includes three levels of athletic competition, one of which (the intercollegiate) is quite different in character and complexity from the other two. To have combined these activities under one overseer would have required that either the DIA increase his already substantial responsibilities or that he become subordinate to someone else, who would oversee ODIA plus other physical activities.

By virtue of General Palmer's participation in N activities, especially the Presidents' Commission, he had become well aware of severe difficulties that had grown up on other campuses where the campus president lost (or never had) direct control of the intercollegiate program. Given that sensitivity, he was not inclined to accept any proposals that would remove the ODIA from the Superintendent's direct oversight. Neither was he inclined to complicate further the ODIA's job by adding to that job the oversight of non-intercollegiate activities. As a result, the proposal was rejected. DIA remained a direct subordinate of the Superintendent, and other elements of the physical program remained the responsibility of the DPE under the Commandant.

 Guidance to Coaches. Fulfilling his responsibility for direct oversight of DIA, the Superintendent provided the athletic team coaches with formalized guidance as to the institution's expectations of them. He formulated that guidance along these lines: One begins with an assumption that in any athletic contest. one should have roughly a 50% chance of winning. That becomes the starting estimate of what a coach should be expected to achieve. a target which then can be adjusted up or down based on specific advantages or disadvantages the team en)oys compared to its competitors. Because the other service academies are as nearly identical to USMA as any colleges the Military Academy plays, USMA teams should be achieving over the long run a 50% record against them. In most sports against non-service academy teams, USMA en)oys on balance more advantages than disadvantages. These include the fact that USMA brings in a highly-athletically-talented student body. gvlng coaches a larger-than-usual pool of athletes to draw from. Because USMA offers a full scholarship to every student, the coaches are not limited in the number of scholarships the institution will support. Further, USMA's students are generally bright and disciplined. That is, they are both easily instructed and willing to do what they are told. On the other hand, the Academy's high academic standards and the post-graduation service obligation can be

42


Physical Program
recruiting disadvantages. On balance, for most sports, these considerations should enable a coach to be achieving somewhat more wins than losses. In contests with opponents other than service academies, a win/loss record should be at least 60%-70%, over the long run in which the bad years even out with the good.

If that goal is not being achieved in a sport, then the DIA together with coaches and administration need to re-evaluate four factors: scheduling, coaching, recruiting, and institutional support. By altering scheduling, USMA teams can alter their win/loss records by arranging for generally tougher or weaker opponents. Second, the Academy may consider whether it has the right coaching staff, the right mix and numbers, and so forth. Third, USMA should ask whether the team receives from the institution the kind of support it needs -- morale, monetary. and facilities. And, fourth, the Academy should consider whether it is getting the right players from its recruiting. Changes to improve a team's performance must be selected from among these four categories. An immediate example was offered by the hockey team.

Hockey Team Changed to an Independent. A number of factors led to the USMA hockey team's disaffiliation from its former league (the Eastern Collegiate Athletic Conference, Division 1) to become an independent team. As General Palmer explained the decision, he noted that the team had not been as successful in recent years as it would have liked. A review was made of the four areas mentioned above: scheduling, coaching, recruiting. and institutional support. USMA was satisfied with the coaching and institutional support, so changes would be considered only in recruiting or scheduling. But, in recruiting. the Academy faced severe disadvantages in competing with other Eastern hockey schools, because USMA cannot accept Canadians nor can its graduates anticipate professional sports careers. Unable to improve recruiting, only scheduling was left as an area in which performance could be affected. Given the disadvantages of competing within its league, the hockey team could expect to win occasionally against any given opponent, but not 50% of the time in the long run. The only solution remaining was to become independent, so that the team's schedule could be composed of competitors of more nearly equal capabilities.

Limitations on Team Activities. Over the course of recent years, USMA imposed certain limits on the time demands its intercollegiate teams could make upon their members. Much of the intercollegiate sports scene is becoming so competitive that year-round training for sports is commonplace, and much more is being expected of athletes than was true only a few years ago. USMA has been cooperating with other colleges at the NCAA level to impose limitations on all colleges to reduce these impositions upon student-athletes. In the meantime, USMA cannot unilaterally hamstring its teams and coaches while stil1 holding to the expectations discussed above. At the same time, the first priority at USMA is the leader development of every cadet in preparation for Army service. and this priority may not be compromised.

Primarily by the design and implementation of the Academy schedule, limitations on time devoted to intercollegiate athletics were imposed. Daily practices are limited as to starting and ending times. Practices or contests on Sundays were disallowed for off-season teams. The numbers of in-season competitions for all teams were restricted.

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Affirmation and Change

Conclusion

The changes in USMA's Physical Program during the late 1980s and early '90s touched in numerous ways upon the intellectual, military, physical, and moral-ethical development of cadets, reinforcing the important role played by the Physical Program in the development of leaders of character.

44


Facilities
FAClLITIES

A high pace of activity and change & West Point's physical plant marked the late 1980s and early '90s. The two prior decades bad been dominated by the construction which supported the expansion of the Corps of Cadets from 2500 to 4400 cadets. The early years of the 'SOs were do ted by the acquisition of the property of the former Ladycliff College and the subsequent expansion and modernization of academic facilities made possible by that purchase. In the latter years of the decade, the academic modernization continued, but was joined by new efforts generally to rationalize the planning of facilities at USMA in support of the Academy's program planning for its third century, the so-called "2002" planning.

The several facilities-related efforts carried on in the late 1980s and early '90s are the subject of this chapter. They include the following:

Continuation of academic modernization,

Revision of plans for the Ladycliff property to provide for consolidated gift facilities,

Revitalization of facilities master planning efforts,

Plans to expand the U.S. Hotel Thayer,

Revisions to the central cadet area parking rules and trafffic flow (to include revised parking for football fans on game days),

Efforts to infuse large amounts of money into renewal and replacement of the Academy's utilities infrastructure.

Plans to expand family housing capacity at West Point in place of facilities no longer available at STAS,

Revitalization of Constitution Island,

Development of a policy for donated gifts and a "gift book" to provide a consistent list of needs from USMA to the AOG

Development of a policy for naming major sports facilities and plans for several new memorials,

Development of plans for memorializing former football coach, Earl "Red" Blaik,

Responses to isolated alumni resistance to plans for The Plain.


Each of the above topics are addressed in turn in this chapter.

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Affirmation and Change

Continuation of Academic Modernization

The closing of the former Ladycliff College in May, 1980, was the event that sparked a new burst of facilities activity in the 1980's.

The Dean of the Academic Board had been, for several years prior, pressing the USMA Engineer to solve the overcrowded conditions of the academic laboratories, libras, and faculty offices. His desperation to find a solution even led to a proposal to construct a new sixth floor on the wings of the older half of Washington Hall, the Cadet Mess. By expanding that building vertically upward, the Dean could gain new floorspace. His plans were to move the Department of Behavioral Sciences and Leadership into the new space.

That plan changed greatly when the Ladycliff property became available. The Academy officials were careful initially to show no interest in acquiring the property, because the local townspeople were anxious to see it acquired by a taxpaying corporate owner. To their disappointment. it sat vacant and idle for at least a year during which the only serious interest in the property came allegedly from the Unitarian church of Reverend Moon. Reluctant to develop that option, the property's owners became more desperate. The trustees of the property eventually notified USMA that, within weeks. the property would be foreclosed by banks if a responsible purchaser did not appear.

Upon receiving that signal, the USMA quickly formed an ad hoc committee to investigate the possibility of buying the property. The committee found a ready rationale for using the property in the Dean's already-expressed needs for academic space. The committee's proposal was this: By moving non-academic activities out of the central cadet area into the Ladycliff facilities, space would be made available for the expansion of academic activities in the vacated space. A senior civilian from the Army secretariat was invited to USMA to review the ad hoc committee's proposal. He was so favorably impressed by the the possibilities that he, upon return to Washington, immediately set in motion steps to have the Academy rent the property with an option to purchase, pending Congressional authorization and funding of the purchase.

In the meantime the Academy hired an architect-planning firm, the Hillier Group, to study independently the alternatives for satisfying the Dean's academic space requirements. They concluded that the purchase of Ladycliff was the least costly option of three major alternatives which they developed and costed. Their study (published as the "Summary Report of the Academic Facilities Master Plan," September, 1983) was an important element in convincing Congress that the purchase was a sound proposal.

The Academy made immediate use of the rented Ladycliff property (first referred to as New South Post and eventually named Pershing Center) by moving activities into it which needed temporary locations while their permanent facilities were under renovation. In the longer term, the eventual permanent uses of the New South Post required Congressional funding of the purchase and renovation.

The planning for the permanent use of New South Post (NSP) occasioned numerous pitched internal political battles over who would be required to move out of the central cadet area and into NSP. One agency which successfully resisted proposals that it move was the Director of Admissions, who argued that

46


Facilities


it was essential to his operation that he be near the heart of the institution. The nod to move eventually went to the centralized computer and information support activities belonging to what is currently known as the Director of Information Management (DOIM), to the USMA Museum, and to the Bachelor Officers Quarters. The spaces vacated by these activities permitted the relocation of the Department of Law to Building 606, Department of Electrical Engineering and Computer Science to Thayer Hall, and Departments of English and Social Science to Lincoln Hall (the old BOQ). By these moves, space was freed in their former locations for the expansion of the departments which remained.

The three departments located in Washington Hall (Foreign Languages, Geography, Military Instruction) were accommodated by a scaled-down version of the earlier plans to expand the mess hall wings upward. Only one wing actually received a new sixth floor addition, while both wings received a gutting and renovation of their by-now-defunct fifth floor drafting bays. In this project were included the oversized classrooms needed by DMI for their terrain board instruction.

Completion of these plans for New South Post and for academic modernization would eventually require the entire decade for their completion. The tediously slow process of acquiring authorizations, funding, design, and construction of renovated facilities was combined with the need to accommodate a complex series of moves of functional activities from old locations to new. The last stages of the long series of projects are, in fact, still underway at this writing in 1991. Achieving completion within a decade of its start was no small feat, rather one of which the Academy and Army could be proud.

In the sequence of activities, renovations of New South Post had to precede the renovations within the central cadet area. These were underway in the early to mid-1980s. During the renovations of New South Post, a few amendments were made in the original plans, primarily to provide for gift facilities.

Gift facilities

In a tourist mecca such as West Point (reputedly the second largest attraction in New York state after New York City), the sale of gift items and souvenirs of West Point and of Army sports teams is a significant activity. That activity has been carried on at West Point by a variety of organizations in the mid-1980s: by the director of intercollegiate athletics (DIA), by the Officers Wives Club, and by the Daughters of the U.S. Army (DUSA) at the Hotel Thayer and Museum, and a variety of vendors in Highland Falls.

During planning of the construction at New South Post, it was decided that the USMA Visitors Center should be located in the former Ladycliff library building. With discussion of plans for the Visitors Center came discussion of how to manage the sale of gift or souvenir items. Inspired by visits to USAFA's combined visitors center and gift facility, USMA leaders believed that a major facility which consolidated much of USMA’s gift-selling interests. located between the Visitors Center and the Museum, would not only serve the desires of visitors but also provide a profitable enterprise. The profit potential of the gift

47


Affirmation and Chnage

facility interested not only former operators of facilities but also the Director of Cadet Activities and the Director of Community and Family Activities. A plan was worked out for the DIA to operate the facility and to share the benefits of the enterprise. Construction plans were redrawn so as to almost double the footprint of the former Ladycliff library building to house a gift facility adjacent to the Visitors Center. (DUSA continued to operate facilities in the Museum and Hotel.) Construction occurred in the spring-summer of 1989, with formal opening on 1 September 1989. Funding used a combination of non-appropriated funds from a large donation to the AOG and investments by Army Athletic Association, Director of Community and Family Affairs, and Director of Cadet Activities.

Concept for the Bicentennial and Beyond (facilities master plannlng)

After launching the modernization of academic facilities through the purchase of Ladycliff College in the early 1980s, the USMA Engineer recognized the need to provide a comprehensive master plan for all the facilities at West Point, not just those of the academic program. The previous master plan of facilities had been drawn by TAC, The Architects Collaborative, of Boston, in the early 1970s as a follow-on to the expansion of the cadet facilities accommodating the expanded Corps of Cadets. That master plan contained a number of innovations, such as g Stony Lonesome the main entrance to West Point and shifting the center of non-cadet activities to the Stony Lonesome area. It recognized functional zones including an athletic zone south of Michie Stadium. It recommended reducing vehicular traffic around the Plain and called for expansion of the Plain (removal of the so-called Thayer Road extension which ran north from Bartlett Hall to Trophy Point). This plan did not receive much attention in the late '70s and still less funding. The unhappiness of townspeople of Highland Falls over the suggestion of a main entrance at Stony Lonesome surely contributed to the lack of interest in the plan.

By the mid-'80s the TAC master plan was no longer operative. When in 1986, the Superintendent suggested removal of the Thayer Road extension and expansion of the Plain to the edge of Doubleday Field, it came to light only later that his suggestion revisited the now-neglected TAC master plan. Former Superintendent, General Bennett confrrmed during a visit to USMA in 1986 that he as Superintendent was well aware of the earlier plans to expand the Plain. Neither he nor anyone else could explain how that plan had been forgotten in such a relatively short time.

Having no relevant master plan for facilities at US) TA, the Engineer had begun a major effort in 1984 by means of a contract with the Hillier Group, the same architect-engineer firm which had been helpful in the study of the acquisition of Ladycliff. The contract had several major elements. including a survey of all facilities, an "expert panel" attempt to assess future strategic roles for the institution, a master plan of facilities to support that strategic plan, and finally a set of formal facilities master plan documents which would satisfy engineer regulations.

That effort moved along well initially, but it ran out of energy as, coincidentally, all the key players at USMA and in the Hillier Group were reassigned to other duties almost simultaneously. The core participants

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Facilities
disappeared so fast that the contract fell dormant for more than two years, except for completion of the facilities survey and two "expert panel" sessions.

General Palmer brought the facilities planning contract with the Hillier Group out of dormancy and back to life in 1987. In that renewed effort the USMA participants and the Hillier Group soon recognized that the strategic planning, required by the contract, had already been completed under the Superintendent's leadership while the contract had lain dormant. They moved on to the planning of facilities. That process involved frequent meetings between the Facilities Modernization Committee (FMC), a subcommittee of the USMA Installation Planning Board, and the architect's representatives. The effort culminated in a decision briefing to the Superintendent on December 9, 1988. Key decisions included the following:

to affirm basic concepts to guide planning. such as preserving the unity of the Corps of Cadets

to establish a zoning plan providing for four functional use zones (central cadet zone, cadet support zone, community support zone, and industrial, recreation, and training (IRT) zone)

to approve traffic circulation and parking plans, making the main spine
road for through traffic the Mills Road-Merritt Road pair and to
terminate passage of traffic, except emergency vehicles, through the
central cadet zone

to remove visual clutter from the Plain and restore it to cadet intramural sports and drills, relocating the baseball field, tennis courts, and  parking.

to consolidate cadet sports having high public spectator appeal within a band from Michie Stadium and Holleder Center to the Buffalo Soldiers Field, to include baseball, soccer, and lacrosse, in addition to the football, basketball, and hockey facilities already there

to relocate those activities whose functions were better suited to another zone

to expand and renovate Hotel Thayer

The full details of the facilities master plan are provided in the 1989 report of the Hillier Group, titled "Master Plan Report, Plan for the Year 2002, United States Military Academy, West Point, New York."

Execution of the master plan became the next challenge. A master plan executive was appointed whose role slowly evolved into serving as the primary agent for maintaining the master plan in an updated, active form, to prevent its falling into neglect and becoming useless, as had been the fate of the TAC plan. That master plan was officially titled the "Concept for the Bicentennial and Beyond."

To facilitate and energize the staff activities in implementing not only the facilities master plan but also other initiatives, the Superintendent appointed an Executive for Academy Initiatives (EAI). Eventually, that role evolved into

49


Affirmation and Change

the Directorate of Academy Advancement (DAA). including supervision of the work of the master plan executive, the public information ofhce, and the alumni affairs office. It is discussed further in the chapter 6.

Hotel Thayer Expansion

By the mid-1980s the long-standing limitations of the U.S. Hotel Thayer became more severe. These limitations included lack of banquet and conference facilities, extremely small guest rooms, and an insufficient number of rooms to accommodate current demand, which includes larger reunion class visits, cadet guests of an enlarged Corps of Cadets, and increased visitors for football, touring, etc. In addition, its dormitory wing had become less useful than in past years. Its parking was inconvenient in that it was on the other side of the Academy's main entrance thoroughfare, Thayer Road.

An initial approach to the problem invited the AOG to take on a combined project of a leadership institute at West Point and an enlarged, renovated hotel and conference center to house the institute. The AOG quickly decided it did not want the hotel project. (After much deliberation, it decided it also did not want the other project. See chapter 7 for detailed discussion.)

The USMA staff began exploring other alternatives for hotel expansion. Two major marketing studies were completed, one financed by the USMA and the other financed by a private element interested in eventually bidding on the project. (The latter group donated their study to the Association of Graduates, who made it available to USMA and thus to all bidders.)

After receiving favorable marketing analyses from both studies, the Director of Logistics appointed LTC John Throckmorton to the sole duty of developing the Hotel expansion project. Over several months, he directed preparation of the government's request for proposals from interested private parties, who were invited to submit proposals for expanding and renovating the Hotel and operating it for an extended contract term (50 years, followed by two 20 year options). The contractor would provide financing and project management of the construction, management services for operation of the completed facility, and would recover their investment through profitable operation of the hotel over the term of the lease.

This method of financing the hotel expansion was chosen over alternative methods for several reasons. To acquire Congressional financing through Army channels appeared to have little chance of success. Not only were funds becoming scarce, but the Congress had shown on projects at other defense facilities an interest in cost-sharing and in third-party financing.

One group of prospective bidders included two members of the AOG Board of Trustees. After their interest in the project became known, the Superintendent avoided further contact with them so as to avoid even the appearance of conflict of interest. To further insure equal treatment of all bidders, USMA requested that all contracting ofhce functions be handled by the U.S. Army Community and Family Support Center, who beginning in 1988 conducted all contracting actions. Six groups showed interest, and three submitted bids. The resulting evaluation of bids was challenged by one bidder and award of the contract was stopped by a protest. Following resolution of

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Facilities
the protest, two bidders continue, as of this writing in mid-1991, to be evaluated.

Parking and Traffic

The Plain and the buildings surrounding it serve primarily the needs of cadets. Those buildings and grounds have been and will continue to be the center of West Point. That center attracts like a magnet. Just as it attracts activities who are sure their offices must be near the center (recall the earlier mention of the difficulty of finding activities to move out of center to New South Post), so also it attracts cars and trucks and tourist buses. Many of the cars are the means of commuting of the persons whose workplaces are crowded around the "center." The newly-developed use of New South Post, as well as new restricted zoning, adopted as part of master planning of facilities, helped to reduce the congestion of the "center." A third major step was required as well: redesign of the traffic flow and parking. Solving that problem turned out to be tougher than anyone foresaw.

The first effort was undertaken by a committee headed by then-COL Gerald Galloway, later selected as Dean. Their work occurred in the fall of 1987. That committee recommended closing the central cadet area to through traffic. The old Thayer Road in front of Grant Hall and Taylor Hall (building 600) would become a cadet pedestrian mall. Traffic which approached the center from either north or south would eventually have to reverse direction on a loop road taking it out the way it came in. The through route from one end of the post to the other would be Mills Road-Merritt Road. That decision was made easier to accept by the determination by the Engineer that the bridge carrying traffic under Mahan Hall and in front of Thayer Hall was damaged and dangerous. It needed to be closed. Final decisions on traffic plans affirmed a commitment to a new spine road through USMA running from Thayer Gate and Hotel Thayer, up Mills road past Michie Stadium, to Merritt Road. to Buckner Hill Road, intersecting with Washington Road near the PX, following Washington Road to Washington Gate. In addition a connector road is planned from the Stony Lonesome area to the vicinity of Washington Gate. The plan includes use of loop-turnaround roads approaching the central cadet zone from north and south.

The parking plan proved to be much more controversial than altering the traffic flow. In the initial plan, parking for employees was to be offered principally to those who had no good alternative for getting to their workplace other than driving. Those who had alternatives would be expected to use them, Implementation of that plan over the winter of 87-88 came under intense criticism from vocal elements of the large group of faculty and staff who live on post and, thus, were denied parking passes. The issue was fundamentally one of resolving conflict over the allocation of a scarce resource. Conflict was inevitable when the governing rules were thrown open to revision. The Garrison Commander went through multiple iterations in 1988-89, trying to find a happy compromise.

Eventually, in 1990, a faculty commmittee was invited to submit an alternative plan to be considered by the Policy Board along with the Garrison Commander's latest plan. A compromise of the two was adopted and implemented in 1990. It followed a fundamental plan of giving everyone who

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Affirmation and Chnage

works in the central area an equal opportunity to compete for the scarce resource on a first-come, first-served basis, with a large number of central area spaces reserved for special use, such as carpools, handicapped, visitors, and contingencies (as determined by department and activity directors through control of special passes). The plan gave everyone a pass, but it protected those outside West Point by providing many carpool spaces in the most convenient locations; as a result, those who drive alone compete for parking in less convenient locations. Providing for mid-day shift workers remained unsolved. In the long run, the parking solution incorporated into the master plan provided for several parking structures to be located around the perimeter of the cadet zone.

After the second parking plan was finally agreed upon in the spring of 1990, the Superintendent called together the senior officers on post to inform them that he expected more loyalty from them toward the Academy's plan than had been forthcoming during implementation of the previous plan.

One other change to parking deserves mention, a change to the parking of football fans on game days. In past years it had been Academy practice to permit fans to park on USMA's grassy playing fields except in the case of inclement weather, in which cases everyone had to make do with alternative arrangements. On good weather days, the only difficulty was that the fans left chewed up sod, trash, and barbecue fire ashes on the ground. However, on game days when the weather was unpredictable, the USMA leadership had to make a difficult. last-minute decision as to whether to permit parking on grass or not. On one unfortunate occasion, USMA made the wrong call, and rains came after cars were parked on the fields. Some cars were towed out of the mud by wreckers. USMA paid a $30,000 bill to repair the ruts and restore the fields to playable condition. In face of the risks and high costs of the past practice, General Palmer decided that USMA should adopt one policy that was independent of weather. The Policy Board and ODIA agreed to adopt a policy that cars would not be parked on cadet playing fields at anytime. To help make up for the loss of desirable football parking spaces, ODIA made arrangements for VIP parking spaces on the former Smith rink site, north of Smith rink at the base of the Lusk reservoir dam. along the east peripheral road around Lusk, and in the existing lots nearest the stadium.

Infrastructure Renovation

The unseen infrastructure (primarily, the underground utilities for water, sewer, steam, electricity, telephone. etc) at the U.S. Military Academy had quietly deteriorated for a number of years to the point that major resource commitments became necessary to halt the deterioration and prevent failures which would impact on the mission of the Academy. This deterioration was the result of several factors. USMA received extensive funds for new construction during the previous two decades, which tended to reduce the emphasis on maintenance. Second, when emphasis did shift in the late '80s to maintenance (after a visit by General Thurman. the Vice-Chief of Staff, in 1986, in which he was distressed by the visible signs of poor maintenance), DA increased the maintenance accounts but decremented operating accounts (as discovered later by USMA). Thus, the Academy was forced at times to shift funds to support of mission and other basic requirements. Third, at times, when money had been forthcoming, the USMA Engineer had not always been in a position to expend

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Facilities
the money against projects to repair the most serious deficiencies of which USMA had complained. The result of neglecting the infrastructure was highlighted by numerous deficiencies in heating, ventilation, and air-conditioning systems; utility failures; structural problems; and, most dramatically, by the closing of the Cullum Road Bridge due to structural deterioration. In an effort to call attention to the magnitude of the infrastructure problem, the Engineer initiated three specific actions:
a. Survey and catalog the existing conditions to verify and document the problem.

b. Re-evaluate the Academy's Annual Recurring Requirement (ARR) to determine the amount of funding actually required to properly maintain the facilities.

c. Market the problem to a variety of forums to generate funds and support for a revitalization program.

Early results from the condition survey confirmed the scope of the problem and presentations were made to a variety of groups from the Academy's Board of Visitors to the Secretary of the Army.

On 28 March 1990, the DA staff advised that the Academy would receive a funding plus-up of $172 million in the POM (budget) years of FY92-FY97 to address the problem of deteriorating facilities and infrastructure. The Academy was asked to provide a program identifying how the additional funding would be applied. The program was submitted and the plus-up was incorporated into the final POM.

In early May 1990, a team visited the Academy to validate the overall problem and to evaluate the program for utilizing the plus-up funding to correct the problem. The team validated the scope of the overall problem and agreed, in general, with the overall approach. The team also recommended a number of studies to determine fully the scope of and solutions to specific problems.

Discussion with the DA staff indicated a continued commitment to provide the funding allocated to the Academy for revitalization of the infrastructure in spite of the intense pressure to reduce the budget.

Family Housing

For several decades, the family housing facility assets of USMA included some quarters at West Point and some at Stewart Army Subpost (STAS) near Newburgh and Vails Gate. The Military Academy has long desired to consolidate all its housing at West Point in order to locate the staff and faculty in close proximity to the cadets whom they teach and mentor. Secondary benefits include eliminating the hazardous commute across Storm King Mountain for people living at STAS. The goal might have been reached in 1970, but for a slicing of the original Stony Lonesome Housing Project from 450 units to 200 units. Since that time, the Academy has been attempting to generate a new project to complete those units which were deleted. This possibility has become more viable in the late 1980s due to the increased number of tenant units occupying STAS. Appropriate studies of USMA housing future needs and

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Affirmation and Change

assets validated a housing deficit; and so the USMA Engineer submitted a housing project in two phases. 100 units for FY 93 and the remaining units in FY 94 or 95.

While pursuing appropriated funds for the housing, the prospects seemed to be low due to poor funding possibilities during the 1990s; thus, the Academy also pursued alternatives by which a partnership with private interests might achieve USMA's ends.

Revitalization of Constitution Island

A review of the Academy's plans and policies for Constitution Island was initiated by the Superintendent in September, 1986. Accomplished by the Director of Operations, Plans, and Security, LTC Ed Schwabe, the purpose of the review was to propose a direction and future for the Constitudon Island, to propose ways to use the Island's assets for the educational enrichment and social development of USMA cadets, and to examine ways to fulfi11 USMA’s obligation to protect the property and historical features of the Island.

The conclusions of the review, approved by the Superintendent, were that a full-time, caretaker should be provided (hired in January, 1987); that the Constitution Island become incorporated under the care of the West Point Museum; that the Museum develop an interpretation of the Island as a Revolutionary War historical site (and, in addition, to assist the Constitution Island Association in its interpretation of the Warner House and grounds as a 19th century home preserved in time); that regulations be amended to reflect the official roles of the Museum and Custodian; that USMA's harborcraft be used to shuttle cadets and guests to and from the Island on suitable weekends; that a video production about the Island be made for educational purposes; that publicity be expanded to make known to cadets the availability of the Island; and, last, that a permanent residence for the caretaker be provided onsite (now completed).

Donated Gift Policy

There was a time at West Point when graduated classes were free to donate to USMA whatever gift seemed good to them, without consideration of Academy needs or preferences. This situation developed partly because USMA was not consistent in presenting its needs to the Association of Graduates. One year's wish list would be different from the previous year's list. The AOG as a volunteer organization could not react to altered priorities so quickly. West Point needed a consistent statement of needs toward which donor funds could be channeled. To facilitate that channeling, the Superintendent and staff developed a "gift book," identifying the gifts most needed and approved by West Point. The two most important categories identified by the Superintendent to the AOG were (1) endowments and (2) projects within the Concept for the Bicentennial and Beyond. Under this policy, West Point still accepts gifts which are not in the book; however, they must first be reviewed and accepted by the AOG and West Point.

A growing concern at USMA during this period was deterioration of gifts donated to West Point in the past by classes and friends. Because of it, the

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Facilities
Superintendent requested of the Association of Graduates that in the future it should accept no gifts for USMA which did not include a maintenance fund to provide for the cost of their future upkeep. For those gifts already received, the AOG was to ask the donor class to provide maintenance funds.

Planned Memorialization

Memorialization efforts during the late 1980s included formalization of a plan for naming major facilities as well as the development of plans for several new memorials, each of which will be discussed below. as follows:
 

Naming of facilities

Trophy Point memorial site

South Post memorial site

The Flight memorial (three parts)

The Cold War memorial

Alumni Reaction

Naming of Major Facilities

The memorial naming of major facilities is a politically-charged issue which in the past has been unguided by established criteria. Before General Palmer even entered upon the duties of the Superintendent, he was besieged by various champions of other persons, living and dead, who were potential candidates for lending their names to West Point facilities. To establish a basis for decision-making, he asked the Memorialization Committee in 1986-87 to recommend the criteria by which the new sports center and other major buiidings should be named as fitting memorials. Unaware of the political activities already underway, that committee recommended a policy which followed the precedents already established by the naming of Michie and Shea stadiums. That policy was adopted and provided that sports facilities would be named for persons meeting three criteria:

The person was a successful participant in the sport as a cadet,

the person was successful in all other areas of cadetship, and

the person gave his/her life in defense of country in the prime of youth.

The foremost challenge to this policy was made by proponents of Red Blaik who wanted to rename the football stadium for him. Opposing them and equally adamant were a substantial group of alumni who thought such a proposal entirely inappropriate. Without advising the Superintendent, one alumnus attempted to force the Academy into renaming the stadium by going through former U.S. presidents Ford and Nixon to President Bush with their request. As General Palmer put it, "Ford and Nixon did not realize they were being used, blatantly used in an effort to make that a Presidential-level decision, and therefore a fait accompli before anyone even knew about it." That strategy failed ultimately when the White House discovered it was not a one-

55


Affirmation and Change

sided issue. Instead, the Academy arranged for other means of memorializing Red Blaik, including a special burial plot in the West Point cemetery with a unique marker, a special "Blaik day" celebration on a football Saturday at West Point prior to his death, his name on the plaque on the monument to the Army Athlete which he donated, his portrait in the Sports center, and finally, the naming of the proposed, new ODIA headquarters building for him.

Trophy Point Memorial Site

'Trophy Point was established as a site for war trophies and cannon storage prior to West Point becoming a military academy. Following the Mexican American War, a large number of war trophies from that war were stored at this location. Over the years extensive changes were made in the appearance of Trophy Point. At one time there were many more cannons located on Trophy Point than are presently seen. Most of the World War I trophies and many of the Civil War brass cannons were melted down for WW II resource needs. The Trophy Point collection of 1990 and earlier consisted of a mix of experimental cannons, cannons representative of periods of history, WW I weaponry, and war trophies. These weapons were displayed in no chronological or otherwise logical fashion.

A logical plan for display of Trophy Point trophies was missing but needed. On advice from the Memorialization Committee, the Superintendent directed the following policy: that the Trophy Point area would memorialize USMA's first century with the theme of "Wars Which Shaped the Nation." Complementing it, the New South Post memorial site would be used to mark USMA's second century with a memorialization of "Leaders in War in our Second Century."

The Trophy Point memorialization of 'Wars Which Shaped the Nation" in West Point's first century would include the following:

American Revolution

War of 1812

Mexican American War

Civil War

Indian Wars

Spanish American Wars

The concept plan for Trophy Point was approved by the Policy Board in August 1990 and entailed the following:
designation of areas for cannon placement by war period

establishment of the Old Ordnance Compound as a site for placementof experimental cannons

removal of all weaponry from the Ft. Clinton site

56
Facilities
removal of all WW I ordnance from Trophy Point

designation of Trophy Point as the area from the Ordnance Compound
to the structure located near the tennis courts (old hotel laundry house)

establishment of plaques to guide visitors through the display.

Pershing Center – The South Post Memorial Site

The New South Post area was permanently renamed Pershing Center after General Pershing, who as the first graduate to commnand large US forces overseas, was clearly a major figure in the Academy's second century. The theme for the Pershing Center Memorial site was "Leaders in War in our Second Century." That theme marked the Academy's contribution to America's expanded role as a global power in the Academy’s second century. While other leaders (for example, MacArthur and Eisenhower) also made significant contributions in our second century, they were for the most part well memorialized already. The main entrance gate to Pershing Center was named after General Abrams.

Flight Memorial

The Flight Memorial consisted of a statue to be placed near the Lusk Reservoir, the Arnold Memorial auditorium in Mahan Hall, and a historical display in the USMA Museum. Just as the frontier won in the 19th century was the nation's west, so the frontier of the 20th century was the air. West Point graduates helped in exploring both frontiers, and these flight memorials recorded the second achievement.

Cold War Memorial

The Cold War memorial was initiated in 1990 to honor the contributions of West Point graduates to deterring war during the Cold War period following World War II. Initial plans included a large section of the Berlin wall (10'high by 14' wide) erected at West Point by August of 1991, the 30th anniversary of the erection of the wall. Recognition of Lucius Clay, among others, was to be provided.

Rise of Isolated Alumni Resistance to Plans for The Plain

As work began to translate the Concept for the Bicentennial and Beyond (CBB) from a concept to reality, resistance was experienced from isolated alumni. Some of it was no more than sour grapes over the decision not to rename Michie Stadium for Blaik. Specifically, objections focused on the Library Tennis Courts and Doubleday Baseball Field. Under the CBB, both of these playing facilities were to be relocated and the Plain returned to playing fields used for intramural competitions. The relocated baseball facilities would be substantially enhanced in the process and made more accessible to public spectators. Just as football was moved early in this century from the Plain to a

57


Affirmation and Change

permanent, top-quality facility accessible to the general public. so baseball would also.

Forming the nucleus of resistance, a group of 5 or 6 individuals decided to try to mobilize alumni to "save Doubleday." Some members of the West Point Societies of Philadelphia and New York were the most vocal in these actions. Although an open invitation was sent to all societies to receive a brlefing at West Point on the CBB, only one person, an individual from the Philadelphia West Point Society, came to West Point to receive the briefing. He agreed that it was an excellent concept, but he complained that the West Point planners were being too logical. His argument focused on the emotions and feelings of graduates. Such registers appeared more interested in preserving West Point forever in the image they recalled from their past cadet days, than in promoting development of the physical plant to enhance the potential it could offer to future cadets.

The feedback and concerns of alumni were matters of great importance to the administration; however, in this case, faced with a small group of resisting alumni who not only refused to accept USMA's logic but who also refused to offer any of their own, the Academy could not accommodate their concern. The concept which they opposed was reviewed and approved by many other responsible people who were dedicated to advancing the Academy's best interests: the West Point leadership, the Chief of Staff of the Army, the Secretary of the y, the West Point Board of Visitors, and the Association of Graduates' Board of Trustees. As a result, despite the isolated resistance, execution of the concept proceeded.

Conclusion

The facilities of a major institution like West Point must be carefully planned and executed so as to support the programs conducted within them. As the reviews and changes in USMA's cadet developmental programs advanced during the )ate 1980s and early '90s, so also did the planning for its facades and grounds.

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Governance
GOVERNANCE

Introduction

A number of changes occurred in the means of governance of USMA during the latter part of the 1980s and early 1990s. Among these were the following: USMA's organization and manpower were altered in several ways in response to both internal planning and external influences. The membership and operation of the Policy Board were modified, giving it a strengthened role as USMA's senior decision-making forum. In addition, during the spring of 1988, a major review of the Academy's organization and staffing was conducted, resulting in several revisions, which two years later were further reviewed and ad]usted. In 1990, a manpower reduction across most organizations at USMA was prepared internally and accepted by Department of y in lieu of a DA-imposed manpower decrement. Finally, in 1990 and 1991, a new major activity director was organized on the USMA staff, the Directorate of Academy Advancement, with the purpose to facilitate implementation of key Academy initiatives and to coordinate the linkage of those initiatives with external sources of support. These actions are the subject of this chapter.

Some organizational changes are discussed elsewhere. Reorganization of academic departments is discussed in chapter 2. The implementation of the Office of Leader Development Integration is discussed in chapter 7.

Policy Board Structure

The Policy Board was conceived by the West Point Study Group (WPSG), a board of officers appointed to conduct a comprehensive review of USMA in the wake of the 1976 honor scandal. Their report in July 1977 concluded that "the Academic Board impedes rather than facilitates progressive change" (p. 37), and "probably cannot provide the Superintendent with broadly-based advice for shaping the total cadet experience, which embodies programs for professional. athletic, and character development as well as academic pursuits." (p. 38) To correct that situation, the Group proposed the Policy Board.

As proposed by the WPSG, the function of the Board would be to provide advice to the Superintendent on all aspects of the education and training of cadets and managing the institution. The WPSG hoped the Policy Board could achieve greater coherence and unity of policy than had been the case in the past. (p. 40)

As a result of the WPSG recommendations, the Policy Board was established by Regulations for the United States Military Academy (Regs, USMA), promulgated by Department of Army. The Board's purpose and function, in the words of Regs, USMA, echoes the words (cited above) from the West Point Study Group report in that "the Policy Board is the Superintendent's main source of advice and counsel on all matters having general significance to the Military Academy. Its principal purpose is to ensure comprehensiveness, coherence, and unity ... of policies...."

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Affirmation and Change

In the late 1980s, the functioning of the Policy Board matured through its support to the on-going Academy-wide review and change process. All recommendations for changes to Academy programs, whether recommended by standing committees or specially-appointed ad hoc study groups, ultimately came before the Policy Board for review and decision.

As an example of Policy Board functioning, the proposal to change the Fourth Class System and to adopt the Cadet Leader Development System – resulting from three separate year-long committee studies--was brought before the Policy Board in July, 1990. Individual members of the Board, prior to the meeting, became familiar with the proposal that would be presented. In fact, some had helped to draft it. The Board session lasted nearly a full day. Although the Superintendent was not required or expected to take a vote on this or any other issue before the Board, he chose, on this particular issue, to take a vote for the record, resulting in a unanimously supported decision for implementation. The only two reservations expressed in the vote were in favor of implementing more, not less, of the study groups' recommendations for change.

Because of delays in revising Regulations. USMA, and because of recent changes in the governance structure of USMA (explained later in this chapter) the membership of the Policy Board in practice in 1991 is not exactly that specified by regulation. The membership in practice is as follows:

Superintendent

Dean of the Academic Board

Commandant of Cadets

Director of Intercollegiate Athletics

Chief of Staff

Garrison Commander

Director of Admissions

Director, Office of Leader Development Integration

Director of Academy Advancement

Two heads of academic departments appointed by the Superintendent for a three-year nonrenewable term


As noted above, the Policy Board membership formally includes two department heads. The original proposal for membership of the Policy Board by the West Point Study Group suggested that the Board should include the major activity directors, the Brigade Tactical Ofhcer, plus four members of the Academic Board, elected by its members to three-year terms. The West Point Study Group's report said that it intended the large faculty representation on the Policy Board "to magnify the influence of the faculty in the central governance of the Academy and to increase the emphasis on education." (p. 40)

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Governance
As implemented, the membership of the Board was altered for reasons unknown such that the Commandant was not joined by the BTO and the Dean was joined by two, not four, department heads. Some have suggested eliminating the rotating department heads from the Policy Board, because their supervisor is already there to represent the academic interests, and no other member is supplemented by subordinates. In addition, it may be that the presence of the two department heads actually makes little difference in final decisions, because the Superintendent is not obliged to take a vote on anything before the Policy Board. The counter-argument for retention of the academic members is represented in the original rationale of the WPSG, quoted above. No actions have been taken with respect to this suggestion.

USMA TDA Organizational Structure Reviews

In the fall of 1987, several isolated initiatives for reorganization of the USMA staff were considered. One proposed changes within the USCC staff, another considered the means to support the Superintendent with leader development integration. To insure that all such changes were considered in a coherent framework, General Palmer decided to form a special ad hoc committee, under the leadership of COL Joe Gross, to conduct a top-to-bottom review of the USMA staff and the subordinate staffs. The intent was to renew the several proposals already in hand, as well as to determine whether the staff was fundamentally well-organized to serve the Academy in the 21st century. The study had the additional promise of satisfying a Department of y plan to scrub all organizational Tables of Distribution and Allowances (TDA). The study group was known as the Structure Review Committee (SRC).

Below are described the recommendations of the SRC which were implemented and a re-look undertaken in 1990 to reverify the effectiveness of the SRC-induced changes.

1988 Structure Review Committee (SRC)

Chartered in February, 1988, the SRC labored on a full-time basis through most of the spring of that year and made its report to the Superintendent in May, 1988. He concluded his final decisions in response to SRC recommendations in August, 1988. Among them were the following:

Establish the Office of Leader Development Integration. (See chapter 7 for further discussion.)

Establish a Garrison Commander to supervise those USMA staff functions primarily related to local community issues. Establish a deputy garrison commander for West Point (dual-hatting the commander of 1/1 Infantry) and for Stewart Army Subpost (STAS).

Alter staff responsibilities of the Chief of Staff, who would supervise those USMA staff functions which primarily interact with Department of Army on resource issues and other matters.

Downgrade USMA primary staff positions to lieutenant colonels.

61
Affirmation and Change
Redesignate the old Directorate of Personnel and Community Activities as the new Directorate of Community and Family Activities (DCFA).

Redesignate the old Public Affairs Office as the new Director of Academy Relations (DAR).

Relocate certain staff functions so as to achieve greater efficiencies, such as moving Cadet Supply to the Directorate of Logistics (DOL), eliminating the Treasurer and placing its functions under DOL, placing the Hotel Thayer under the DCFA.

Redesignate most USMA staff deputy positions as civilian rather than military.

Redesignate the Deputy Commandant as the Brigade Tactical Officer
(BTO).

Eliminate the Commandant's Center for Leadership and Personal Development, making the Cadet Counseling Center independent under the Commandant and placing other functions under the BTO.


In the above changes, the division of the USMA staff between the Chief of Staff and Garrison Commander included the assignment of the Director of . Resource Management as a full colonel position under the Chief of Staff. All facilities engineering matters were consolidated into a single, dual-hatted. full colonel position, who in his role as the Director of Engineering and Housing would report to the Garrison Commander and in his role as the USMA Engineer would report to the Chief of Staff. The Director of Alumni Affairs would report to the Chief of Staff (contrary to the SRC recommendation that he should be subordinate to the DAR).

The Commandant's staff positions of Chief of Staff USCC, and Director of Cadet Activities were downgraded to lieutenant-colonel and the USCC staff officers (S 1, S3, S4) were downgraded to majors.

The designation of a BTO in the Office of the Commandant was designed to reduce the Commandant's immediate responsibility for supervision of cadets in order to facilitate his supervision of other subordinate elements: the DMI, DCA, DPE, and the new BTO. Possibilities of providing an appropriate inbriefing of the Commandant, BTO, and RTOs, possibly utilizing a shortened version of the graduate program curriculum, remained open. Questions also remained regarding a suitable means of meeting the need for continuity within the Office of the Commandant.

1990 Organizational Review / SRC Update

In February of 1990, the Superintendent asked the Director of Resource Management, COL George Mergner, to supervise a review of the implementation of the SRC recommendations to determine whether further fine-tuning were needed. In addition, the review was to consider the committee system, the Academy's business processes, guidelines, and role definitions. It was not to be another reorganization but an adjustment where beneficial.

62


Governance
In addition, the Superintendent called upon an outside expert in organizational effectiveness to review the effectiveness of the relationship between him and the Chief of Staff, Garrison Commander, and Director of Leader Development Integration.

Among the changes suggested by the DRM-led review were improvements in the headquarters' business methods. The Secretary of the General Staff (SGS) developed USMA Reg 25-2 addressing policy, procedures, and formats for staff actions and correspondence and created an index of policy memorandums published electronically on the Staff Computer System. All Academy committees were identified. and some consolidated, realigned, reduced, or eliminated. Finally, the mission and function statements for all new elements of the organization were completed.

The major outcome for staff organization was to confirm the divisions of the staff elements between the Garrison Commander and Chief of Staff and to modify the Superintendent's "coordinating" staff. The organization chart was redrawn so as to intentionally position the Chief of Staff and his elements to the side of chart to make clear the direct line of responsibility from the Superintendent to the major activity directors.

Among the changes to the Superintendent's staff, the Special Assistant for Strategic Planning (SASP) was separated from the Once of Leader Development Integration (where it had been tentatively placed by the SRC), the Director of Alumni Affairs was repositioned so as to work for the Superintendent directly, and the Executive for Academy Initiatives (EAI) was created. The latter was a new staff element designed to facilitate the implementation of new initiatives, not only those suggested by the facilities long-range plan but others as well. The EAI was to provide the energy needed to overcome normal organizational inertia which resists changes to routines. A further change initiated by General Palmer was to involve the Office of Institutional Research in providing data analysis directly to the Superintendent for support of policy decisions.

These changes to the Superintendent's staff were to be only a stage in an evolution that was not yet complete. The final stage is described in the next section.

Implementation of Academy Advancement

The creation in 1991 of a new major activity director, titled the Director of Academy Advancement, concluded an evolutionary process first begun in 1977, that of satisfying the need for a coordinating staff to assist the Superintendent in his role as leader of the institution. The Superintendent's role changed at that time because of the changes in the Academic Board’s role, discussed above in connection with the Policy Board. Because. prior to 1977, the Superintendent had little power with which to govern the institution (or perhaps chose not to use it), he had little need of a coordinating staff to assist him. But, when that circumstance changed, the need for a coordinating staff, or mission-oriented staff, gradually became apparent.

The initial response to this need in 1977 was the Special Assistant to the Superintendent for Plans and Policy (SASPP), a position filled by LTC Corky Henninger followed by COL Don Tillar. The position was changed by LTG

63


Affirmation and Change

Palmer into the Special Assistant for Strategic Planning (SASP) and filled by COL Larry Donnithorne. That position was eventually supplemented by a multi-person staff section, the Office of Leader Development Integration, headed initially by COL Steve Hammond.

General Palmer recognized further, in the course of the process of review and change at USMA, that his need for a coordinating staff required an additional element to manage implementation of change, plus the coordination thereof with the outside sources of support for such change. His initial steps in this direction were described in the previous section, particularly creation of the EAI. One further step eventually became clear. By bringing together the EAI, the DAR, and the old Office of Alumni Affairs (recently elevated to work for the Superintendent as the Director of Academy Advancement), he would have combined in one directorate the key pieces that required coordination. The new directorate would retain the e of the Directorate of Academy Advancement, and would be headed by COL Will Wilson.

Among the advantages which the new directorate offered, it accommodated a desired elevation of the importance of the alumni association, the Association of Graduates, USMA (AOG). The new directorate provided several parallel entry points between the AOG staE and the USMA staff – president to Superintendent. Executive Director to Director of Academy Advancement, and subordinate staff elements to each other.

Among the subordinate staff relationships accommodated were those between staff elements of the AOG which acquire charitable donations for the Academy and the USMA staff elements which plan for and implement projects utilizing aft funds. This was of particular significance because of the Association of Graduates' commitment to raise $100 million for the institution (for the endowment programs and facilities development). Another staff relationship accommodated by this reorganization was that which coordinates USMA's contacts through the AOG with the West Point Societies and the Parents Clubs.

To complete the story of governance changes, one additional study should be recounted.

Superintendent's Alternative to Manpower Decremeat

In the spring of 1990, reductions in USMA stafffing were being imposed by Department of Army (DA) in anticipation of the "End of the Cold War Peace Dividend." DA required from USMA a total cut across three categories of 171 spaces, spread over three future years. The cuts had no relationship to mission – they were "salami slices."

The USMA effort at reorganization (described above) had made possible a more streamlined manning, needing fewer people and lower ranks. Accordingly, the USMA strategy for responding to the DA-mandated cut was to offer a counter-proposal based on its own reviews. To establish a basis for that counter-proposal, USMA conducted an internal review to determine the minimum ning required by the new staff reorganizations described above. The review required several weeks to accomplish, and it resulted in a proposal from USMA to DA, presented to the Secretary of Army and Chief of Staff on 28

64


Governance
June 1990. The USMA offer was to cut a total of 205 spaces across three categories and to do it in the first year of the longer period proposed by DA. In return USMA requested that it receive no further power cuts unless its mission were altered by a conscious policy decision to do so.

The USMA proposal was accepted by the Army leaders. They designated the DCSPER as the individual who would "buffer" USMA from uncoordinated attempts to reduce its manning in violation of the above agreement. The Superintendent and DCSPER agreed that if and when USMA received such uncoordinated actions from any of the agencies who connect with USMA (i.e., those ging installations, field operating agencies. major commands. etc.), that the directive would be returned through the Superintendent personally to the DCSPER for certification (per Superintendent's MFR, dated 6 Sep 90).

Conclusion

As USMA's programs were reviewed and modified in the course of the late 1980s and early 1990s, it was essential that its staff organization and manning keep pace with the changes. That was accomplished in several ways, but primarily through the efforts of the Structure Review Committee in the spring of 1988 and, secondly, through the evolution of modifications to the Superintendent's staff in response to the maturing role of the Policy Board.

65


Affirmation and Change

66


Program Integration
PROGRAM INTEGRATION

Introduction

The terms "program integration" and ”leader development integration" were coined as result of the reviews of the cadet developmental programs which occurred in the 1980s and early '90s at USMA. Recognizing during the review process that the cadet experience consists of three separate and identifiable "programs" of activities – academic, military, and physical--and that each of these programs has separate identifiable program proponents or managers, new questions emerged. Who is responsible for making sure the three separate programs fit together in a coherent way, that they are "integrated" in a unified manner? Who insures that the total demands placed on cadets do not exceed their available time? Who is responsible for the aspects of cadet development which involve more than one program, such as moral-ethical development? All such questions and their answers are included within the category referred to as "program integration" – the process, task. or responsibility of bringing unity to USMA's multiple developmental programs.

Discussed in this chapter are a number of changes at USMA during the late 1980s and early '90s which affected more than one program simultaneously and, thus, invoked a need for program integration. These include the following:
 

Creation of a staff element to assist the Superintendent in fulfilling program integration responsibilities

Redesign of the Cadet Experience (Enrichment)

Creation of an Academy schedule by which to discipline demands upon cadets' time

Three parallel reviews of the Honor Code and System

Creation of a Graduate-level Academic Program in Leader Development for future Tactical Officers

Creation of the Performance Enhancement Center

Conduct of several studies crossing program boundaries. to include:

Cadet Evaluation and Order of Merit Determination

Superintendent's Unit Award

Superintendent's Individual Award

Two USMA Admissions Reviews

The Leader Development Prospect (Research Study)


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Affirmation and Change
Consideration of a Proposal for a Leadership Institute at or near West Point
Each of the above elements of change is discussed in turn below.

Office of Leader Development Integration

Who is responsible for making sure the three programs fit together in a coherent way, that they are "integrated" in a unified manner, and how should that responsibility be fulfilled? Those were the questions posed by General Palmer to a committee headed by then-COL Howard Prince in 1987.

The Prince committee reaffirmed that all cadet programs and activities are intended ultimately to contribute to one objective, leader development; thus, no single position subordinate to the Superintendent can encompass responsibility for leader development at USMA – not the Commandant, not the Dean, not any new organizational entity that the Prince committee could concoct.

The committee wrestled with a variety of organizational alternatives for managing leader development at USMA. One of their proposals would have formed a Dean of Leadership who would supervise the staff and faculty elements most directly related to leadership. The proposal failed for lack of any clear criterion by which to decide which departments and activities would belong to the new dean and which would remain as they were. The Dean of Leadership position finally looked like a deputy superintendent in charge of everything under the Superintendent except installation activities. By elaborating such proposals, the Prince committee reaffirmed that only the position of the Superintendent spans across all inputs to leader development at USMA. Only the Superintendent has no positional bias toward particular elements of the cadet experience.

While the commmittee recognized the Superintendent's anal responsibility for leader development at USMA, that recognition did not solve the parallel, practical problem of how to support the Superintendent adequately in the task. The committee considered a variety of options, finally concluding that a small office with a tenured head to provide the Superintendent direct staff assistance on the issues of program integration would best serve the need. Such an office was formed in the spring of 1988, named the Office of Leader Development Integration (0/LDI), and headed initially by COL Will Wilson as its acting director.

During AY 88-89, a permanent director of the 0/LDI was selected by means of a tenured faculty member search committee. The selectee, COL H. Steven Hammond, served in the position during the year 1989-90 and in the position of the Brigade Tactical Officer in 1990-91, returning to the 0/LDI in June, 1991. The once included a total of three professional staff members.

The very first action presented to COL Wilson, as the acting 0/LDI, was an ideal issue for illustrating the need for program integration – redesigning the cadet experience.

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Program Integration
Redesign of the Cadet Experience (Enrichment)

One of the weaknesses identified during the accreditation self-study was the accumulation of excessive demands upon cadets, total demands which exceeded the ability of the average cadet to complete them at the level of quality of which cadets were capable. The study determined that the Academy demanded more than 80 hours of duty time per week from the average cadet. Because cadets cannot spend that much time on duty requirements, they must curtail their performance somewhere. The area in which they have typically done so was the academic program. The excessive demands placed on cadets was not a new problem – criticisms of this kind had been directed at the Academy frequently during the past 30 years and, in fact, were traceable back 120 years to 1865 when Sylvanus Thayer declared in a letter to George Cullum: "In my opinion more academic study is imposed upon cadets than they can thoroughly digest, and professors, in the desire to teach more, impart less." Further back, the problem was mentioned in the 1830 report of the Board of Visitors. Although the problem was a timeworn one, few solutions had been attempted during the Academy's history.

In the spring of 1989, the Superintendent, faced with the conclusions of the institution's own self-study, declared that it was time to attempt to solve the problem. He organized a task force effort headed by COL Will Wilson to develop a fresh design of the cadet experience. one in which the demands upon cadets would be reorganized so as to redress the balance of quality among all three programs. He declared that in the new model the level of quality in the physical and military programs should be maintained, and that of the academic program should be enhanced.

The initial approach in redesigning the cadet experience was to define within each program – academic, military, physical – the activities which would be mandatory for graduation. These would constitute the "baseline" cadet experience. In each program the baseline would be less than was required of cadets previously. Activities eliminated from the old programs could be either eliminated entirely or moved into the summer time frame, because the excessive time commitments for cadets occurred primarily during the academic terms, not the summers. In fact, the 3rd and 4th cadet summers were not being fully utilized for cadet development.

In the same manner in which the Academy schedule reorganized the typical cadet week, so Project Enrichment reorganized the typical cadet year, as well as the whole 47 months of the cadet experience. A two-week block of time, called an intersession, was inserted between the two academic terms each year. Thus, the first two weeks after cadets' Christmas leave were designated the Military Intersession and included concentrated instruction in military science and physical education. As a result, graduation exercises were shifted to a later date in May. In addition, the 3rd and 4th summers of the typical cadet experience were enhanced by adding periods roughly three weeks in length for elected "enrichment" activities – learning activities in each program supplementary to the baseline requirements. Cadets were required to engage in a summer enrichment activity, but they were free to choose the activity on the basis of personal preferences.

As the baseline requirements for each program were being weighed, the guiding philosophy was that the baseline should be the standard experience for

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Affirmation and Change

the average cadet. A cadet who elected to enrich in any program during the academic year should be making a conscious decision to commit some personal, discretionary time to the task of doing more than is required for graduation. Cadets should be permitted to choose enrichments on the basis of their ability to do more than the average cadet, as well as on their aptitudes and interests.

The results of the enrichment review in the academic program were as follows: The core curriculum was retained intact while the study-in-depth component was reduced, resulting in a baseline of 40 academic courses (31 core plus 9 elective for a total of 124 credit hours) required for graduation. With the initiation of the intersession, the military science courses, which previously added to the load during the academic year, were moved into the intersession, resulting in a total load during the academic year of not more than 5 courses per term, unless the cadet elected more. Cadets desiring to pursue an academic major (that is, to enrich in the academic program) take an additional one to four courses. depending on their program's requirements; thus. they carry a course load of six in some terms. (The average number of courses taken by the class of 1993 was 42.7.) Some academic courses were offered in the summer as enrichment opportunities for all cadets. rather than only for cadets who had failed earlier coursework.

The results of the enrichment review of the military program were as follows: the offering of military science electives during the academic semesters; reduction of the hours devoted to professional development during the academic year; intensive focus on military science during the intersession; enhanced credit for military training programs; use of academic instructors in military training, both during intersession and summer; validation of some requirements for cadets with prior service; the expansion of opportunities to gain military experiences; revision of cadet pass and leave policies to resemble Army policies; revision of mentorlng and counselling requirements.

The results of the enrichment review of the physical program were as follows: moving one-fourth of the PE instruction during Fourth Class year into the Intersession; altering upperclass cadets' PE requirements from 5-each; 9lesson courses to 2-each, 18-lesson courses, available during both the academic year and intersession: making available elective courses in physical education topics during the academic year and intersession; offering cadets. during their third and fourth summers, opportunities to enrich their experience by participation in activities such as the Olympic Training Center internship, Outward Bound, MFT School Augmentation at Fort Ben Harrison, Olympic Sports Festival (for invited participants), and the Advanced Sports Development Course (taught predominantly at West Point by USMA faculty).

The success of enrichment in reducing the demands upon cadet time and enabling a higher quality of achievement in the academic program remains to be proven over time, but its potential was advanced substantially by the concerted efforts of the program directors. The early indications based upon cadets' grades were highly promising.

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Program Integration
Academy Schedule

Another attack on the problem of cadets being over-comitted was to adopt the Academy schedule. During the fall of 1986, the Superintendent commissioned a committee of key staff members. headed by the USMA Chief of Staff, then-Colonel Dick Behrenhausen, to develop a framework by which to govern demands upon cadets' time. Cadet time is the coin of the realm at USMA; it is the institution's single scarcest commodity. To help protect cadets from poachers and predators, the Superintendent sought a means, NOT to restrict cadets' actions so much as to impose limits upon those in "green suits" who have authority to require cadets to do things.

The committee developed an Academy Schedule to be followed during academic terms. It was a matrix on which the days of the week were displayed versus the hours of the day. Each block of time available during the typical week was designated by who could demand use of cadets' time during that block. A few examples will illustrate. Only the Dean may schedule cadets for classes during mornings from 0715-1125, Monday through Friday; only the Superintendent may schedule cadets for Sunday nights at 1930. Cadet extracurricular clubs may meet only on Monday and Tuesday nights and academic lectures may occur only on Wednesday and Thursday nights. Only the Commandant may use the hour immediately after lunch three days a week. Only athletics and drill and ceremonies may occur between 1600 and 1830 on weekdays. Optional supper is from 1730 to 1930. If the time block is not used as designated by the authorized official, it reverts to the discretion of the cadets and to no one else. (This was the central concept underlying the Schedule.) Saturday morning activities are treated in two ways: Weekends were designated such that on some Saturdays scheduled activities by the Dean or Commandant are mandatory; while on the other Saturdays, the activities are optional and can be made up during the subsequent week.

The Academy schedule, as the matrix became known, provided for taps to occur at 2330 (on nights prior to academics) and lights out to occur at 2400. The mandatory lights out was a difficult adjustment for cadets to make, but it appeared that in time they learned to make better use of their evenings for study in order to complete their work before lights out. Study conditions in the barracks during the evenings improved substantially during the years since the change was made.

Since the adoption of the Academy Schedule, surveys by the Office of Institutional Research confirmed that the schedule had won general acceptance. It had successfully disciplined the use of cadet time by the staff and faculty, and cadets were satisfied that the schedule provided them sufficient time to prepare for class and meet other routine commitments.

It bears repeating that the principle purpose of the Academy Schedule was to place restraints on those who tell cadets what to do. That it also gives cadets a framework for managing their own time is a secondary effect.

Honor Code and System

The Military Academy focused special attention upon the Honor Code and Honor System during the year 1988-89. Three independent review panels were

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Affirmation and Change

put to work simultaneously. An external group, formally known as the Chief of Staffs Special Commission on the Honor Code and Honor System, was chaired by Dr. Wesley Posvar (president of Pitt University and '46 graduate of USMA), and included both distinguished army officers and distinguished civilians from public and private sectors. At the same time, two other committees studied the Code and System: the Cadet Honor Committee (headed by Cadet Kenneth Kamper), and an ad hoc committee of officers and cadets. known as the Honor Actions Committee (headed by COL Larry Donnithorne). By trading ideas throughout the year, each group caused the others to sharpen their thinking. In their recommendations. the Posvar Commission embraced several proposals which originated with the other two committees and vlcc-versa.

Contrary to the thrust of some press reports. the Posvar Commission's report--and also the other two committee's reports – advocated strengthening the Honor Code and System. The Commission said the Code ”represents a standard of ethical behavior that functions effectively for cadets, to which all American professionals can aspire, and which all citizens should appreciate as a national asset." It is, they said, "an exemplar for all public service."

In its final report, the Posvar Commission offered a total of 25 recommendations. In the final analysis, 22 of the 25 recommendations were implemented completely and 1 partially.

Two recommendations were not implemented. The first of those was a proposal to change the wording of the Honor Code's non-toleration tenet. Based on an opinion survey of the Corps of Cadets, two-thirds of cadets opposed the change, so the Superintendent decided not to implement it.

The second recommendation not implemented proposed that reversals of Superintendent's decisions on honor cases by the Army Secretariat should be effected only by the Secretary himself, not by a delegated subordinate. Though it may be implemented eventually, as of this writing. members of the Secretariat have been unable to reach a decision on this change.

The recommendation partially implemented was to the effect that the Academy should have a special advisory body to advise the Superintendent. The Academy and Department of Army both concluded that. if such a function were needed, the Board of Visitors (BOV) should be fulfilling it. They further agreed to provide additional support to the BOV by hiring consultants to whatever extent the BOV may find it appropriate.

The implemented recommendations will serve to strengthen the honor system and cadet support for it, to simplify and streamline procedures, and to strengthen adherence to the non-toleration tenet of the Code. A thrust underlying the changes is increased emphasis upon the spirit – not the form – of honorable living. Specific changes include the following:
 

– Honor education instruction is presented by teams consisting of both cadets and officers from the staff and faculty.

– The content of honor education was redesign.ed to focus during the first two years upon honor in cadet life and then shift in the last two years to applications of honor in army life. Additionally, the program gives

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Program Integration
increased emphasis to the professional army ethic and the Spirit of the Code.

– The Posvar Commission reaffirmed that non-toleration is a keystone of a professional ethics system. Changes in the treatment of self-reported and self-admitted offenses were implemented to enhance cadets' adherence to the Code's non-toleration tenet.

– The Superintendent's exercise of discretion in the final disposition of honor violations (first provided by DA in 1977) was strengthened by an expansion of the developmental alternatives available to him. Among these is reprimand, turnback, and separation with right to apply for readmission. Cadets separated may elect to spend the time in enlisted status on active duty with the Army. All developmental alternatives require, in addition, that the cadet prepare an oral or written presentation on honor under the tutelage of an officer mentor.

– The use of the absence card was eliminated. According to the Posvar report, the card was "perceived clearly by the cadets as an excessive use of the Honor Code to enforce regulations [territorial limits]."

– The definition of lying was simplified ("to deliberately deceive another by stating an untruth or in other direct communication").

– To guard against trivialization of the Code by intermingling of honor and regulations, a new question and answer policy was adopted.

– Honor hearings are now composed of 9 members (vice 12) whose class is based on the class of the respondent. The vote required for finding a violation is a two-thirds majority (vice 10 of 12). The hearing officer now screens proposed character witnesses in advance, with relevant witnesses heard only after the merit witnesses. Other character testimony is provided in writing only after a determination of violation.

In sum, the changes which were adopted reaffirmed what the Posvar Commission saw as the quintessential role of honor at West Point. "The Military Academy's nominal purpose – to produce officers highly qualified to defend the nation -- is profoundly enhanced by its implicit mission of embodying the Nation's noblest values. The very name 'West Point' is a hallmark of leadership based on character.”

Creation of a Graduate-level Academic Program in Leader Development for Future Tactical Officers

As USMA's emphasis upon leader development was articulated in the late 1980s, it became clear that the role of Tactical Officers (Tacs, for short) was that of leader developers. They are the front-line, face-to-face advisors for and administrators of the cadets' development as leaders. They are selected on the basis of successful past performance as company commanders, which experience is percent but not complete preparation for their approaching duties as leader developers.

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Affirmation and Change

Graduate preparation of officers for the duties of the tactical ofhcer is not new at USMA, having been initiated by an earlier Commandant, General Bernard Rogers, in the late 1960s and reinforced by the recommendations of the Borman Commission and the West Point Study Group in 1977-78. As it became clear that the Tacs' graduate schooling should prepare them to serve as leader developers, General Palmer asked why USMA would expect other universities--South Carolina, Auburn, and Villanova were often used for Tacs' graduate schooling--to do a better Job of teaching leader development than USMA, itself an institution committed to leader development as its purpose. In 1987, he tasked the Head, Department of Behavioral Sciences and Leadership, to review the question.

COL Howard Prince and members of his department conducted a survey, in cooperation with the Commandant and the Tacs, to determine the job requirements of a Tac: determined the educational objectives suggested by the Job requirements; and, designed a curriculum to meet those objectives. Finally, he conducted an assessment of alternative means – at USMA and elsewhere – for delivering such a curriculum to tactical officers.

The major disadvantage weighing against USMA offerlng such a program was the lost opportunity for Army officers to expand their personal horizons by spending time in a non-military educational environment. Such a loss would be especially significant to officers whose undergraduate experience was limited to USMA. In the end, this disadvantage was outweighed by the several benefits which would accrue to the USMA cadets from having their Tacs educated in a USMA-conducted graduate program. The graduate programs which TACs had pursued in the past had been only partially successful, limited by the narrow range of course work permissible in those programs and by the difhculty of applying theories at long distance (physically and mentally) from the field of application at West Point. Teaching a graduate program at USMA repaired both defects. First, the USMA program has been designed specifically to prepare officers for professional practice as leader developers. No university in the United States offers a satisfactory substitute program. Second, the program was best taught at West Point because it utilized extensive field work in the unique USMA environment under the tutelage of uniquely qualified soldier-scholars.

General Palmer made the decision in the spring of 1988 to implement a test program with four officers during academic year 88-89. The following year the program was expanded to 12 students (full annual load is 12-15 students), and has continued with 15 each year since.

The graduate program consists of two years of work. During the first year, consisting of three academic terms, the student completes 14 graduate-level academic courses for a total of 42 credit hours. In addition to sattsfylng general educational objectives such as analysis, problem solving, communications, investigation, critical thinking, synthesis, and design, the fellowship seeks to increase enthusiasm for learning, curiosity, and self-confidence. The student learns to be a well-versed, critical consumer of research and theory and to apply that knowledge as a leader developer. The critical application of theory is nurtured during the supervised practicum in the second year of the program while the student actually serves as a tactical ofhcer. The two-semester practicum is awarded six credit hours for a total of 48 credit hours in the program.

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Program Integration
The program is specifically designed to educate and develop an informed, reflective practitioner. As with similar professional degree programs at other universities, this program utilizes both a comprehensive oral examination and a supervised practicum as summative experiences, rather than the more narrowly-focused master's thesis, common to research degrees.

The program is academically rigorous. The National Advisory Committee on Accreditation and Institutional Eligibility of the U.S. Department of Education, following an on-site evaluation by a special committee in the fall of 1988. found the program "to be of a very high caliber and comparable to other Master of Arts degree curricula in the United States." The authority to grant a Master's degree to those who complete the program should be provided by Congress during 1991.

The program is quite cost effective (saving civil schooling and PCS costs and using USMA faculty assets); however, the real benefit to the nation is the substantial improvement in the ability to successfully accomplish the mission of the Academy.

Creation of the Performance Enhancement Center

In the fall of 1988, Army's football coach at that time, Jim Young, and one of his team's ofhcer representatives, COL Lou Csoka, an experienced psychologist on the USMA staff and faculty, began a collaboration which developed into a substantial investment by the Military Academy in sports psychology.

COL Csoka tells the story of hearing Coach Young talking frequently to his football players about the importance of the mental aspects of the game. COL Csoka became interested in the means of translating the coach's good advice into meaningful practice for the players, using basic psychological frameworks. He supplemented his existing knowledge of sports psychology by further research and proposed a few ideas to the coach. As Young and Caoka worked together with a few players, and then more players, the effectiveness of their work was reported by players to the Superintendent in informal chats at afternoon practice. Seeing that success. the Superintendent invited COL Csoka to develop a proposal of a pilot test. That pilot program was approved by the Superintendent on March 17, 1989, and committed the Academy to an initial investment in equipment, facilities, and staff members.

The pilot program began by working with seven intercollegiate athletic teams and about 150 cadets during AY89-90. Based on its success, the pilot was expanded in AY90-91 to encompass about 15 teams and 400 cadets. In that later experimental phase some cadet clients were accepted who were not intercollegiate athletes but who had leadership problems to which performance enhancement offered help, such as success in intramural athletics, passing the obstacle course, or fear of taking written examinations. In gradual phases, as resources permit, the reach of the program will be extended not only to all athletic teams but also to all cadets who seek aid in performing a leadership task.

The actual content of the performance enhancement program "focuses on providing individuals with the mental and psychological skills necessary to

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perform at peak levels under pressure and stress." (quoting COL Csoka, Assembly, Nov ’90. p. 33.) When a team participates, both its coaches and cadet members participate in group classes; thereafter, the cadets may continue voluntarily in individual training in the following areas: self-image and positive thinking, goal-setting, attention training or focus and concentration. stress management, visualization and imagery, and team-building.

The effectiveness of these techniques has been demonstrated in the performance of those athletes who learn the skills and apply them regularly to their sport. On the other hand, those cadets who come to the Center in search of a quick and painless way to athletic success are, as one would expect, usually disappointed.

Ultimately the Military Academy’s objectives for the Perforannce Enhancement Center are to extend its services to all cadets, because the techniques it teaches are applicable to all people who face demanding performance situations – which certainly includes the leaders of U. S. units.

What began a few years ago in a simple conversation between a coach and an officer representative may someday lead to support to the Academy's fundamental purpose in ways greater than anyone can yet imagine.

Cadet Evaluation and Order of Merit Determinatlon

The 2002 Strategic Guidance described a West Point experience consisting of three identifiable dimensions of development – academic, military, physical. Described on occasion as the legs of a stool which must be in balance for stability, the three cadet developmental programs were each recognized as important elements of the whole experience. As a result, when the weights were reviewed that had been traditionally applied to the determination of cadets' order of merit for graduation, they were found out of balance. The effect was academics accounted for about 77% Of the Cumulative General Quality Point Average. Military evaluations amounted to 20%, and the remaining 3% represented physical performance. These weights did not reflect the amount of cadet effort expended in these programs nor their relative contribution to cadet leader development.

After the enrichment reviews were completed, the Superintendent directed a study of the weights which should be applied to the three programs for order of merit determination. Alternatives for a decision were considered. A survey of key decision-makers, requesting their subjective estimates of the proper program weights, was analyzed by the Director of Institutional Research. The outcome of that survey showed a strong consensus among all the senior leaders, including the Superintendent. Based upon this evidence, he decided that a final weighting of 55% academic, 30% military, and 15% physical would be adopted. These weights reflected the degree to which each program contributes to Academy Outcome Goals and the time allocated to each program over the four year experience. The combined index was known as the Cadet Performance Score, and the process by which it is calculated was developed by QIR and maintained by the Director of Information Management.

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Program Integration

Superintendent's Unit Award

In January 1988, the Superintendent asked the Once of Institutional Research to assess the effectiveness of the Superintendent's Award. He wanted to know if the criteria were relevant, if the scoring was fair, if the "best" companies were being recognized, and if the award was held in high regard.

OIR found that the criteria were generally meaningful. However, there was no clear logic for the scoring system. Worse, most cadets were unaware of the award or how it was won. As a result, it was an ineffective incentive and afforded no relevant recognition for the winner. Tactical Officers indicated that their subjective opinion of the best companies and the eventual standings for the award were at odds. This caused the award to lack credibility within the TAC chain and the Corps of Cadets.

OIR recommended new criteria for the Superintendent's Award, drawn from the academic, military, and physical development programs. In brief, eight variables were adopted: Academic Program Score, Regimental Tactical Officer Rating, Regimental Grading, Drill and Ceremony, Sandhurst, Department of Physical Education Score, Intramural Competition, and Corps and Club Squad Participation.

In order to win the Superintendent's Award (symbolized by a company guidon streamer), a company must perform above standard in all areas. The Regimental winner of the competition is the streamer company with the highest combined score on all variables. The Commandant is the action agent for administration of the award and OIR provides technical support, as required.

The Superintendent's Individual Award

Among awards for cadet performance, one was found to be rossing. The Superintendent's Unit Award, as revised, provided incentives to cadet companies. Likewise, performance within cadet developmental programs was recognized in various ways, such as the traditional Army A, the academic star, and the Dean's List. Recognizing the three dimensions of cadet development, the Superintendent felt that an award should also recognize cadets who performed well in all three developmental programs. It was appropriate to denote it as the Superintendent's Individual Award. Symbolized on the cadet uniform by a wreath, it honors cadets whose performance has been excellent in all three programs. The Wreath is awarded annually. Cadets whose Academic Program Score qualifies them as Distinguished Cadets are awarded, as in the past, a five-pointed gold star. Those cadets winning a star who also win the Wreath are awarded a Star &  Wreath medallion.

Admissions Reviews

In the Fall of 1987, the Superintendent asked for an external review of the entire Admissions operation. He was concerned by the projections provided him by the Director of Admissions, which suggested that the recent years of unprecedented success in admissions at USMA were not likely to continue because of an approaching demographic decline in eligibles. To decide how to negotiate this turbulent period and still continue to enroll high quality classes,

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Affirmation and Change

he first initiated an external review panel, and, second, an internal review panel.

During the Winter-Spring of 1988, an 11-member Blue Ribbon Panel (BRP) of distinguished educators from other institutions gathered at USMA. It was headed by Mr. Fred Hargadon, who was at the time Senior Vice President of the College Board and Director of Admissions at Princeton. The BRP reviewed USMA's admissions process with a purpose to "evaluate the overall organization of the Admissions operation in terms of its efficiency, effectiveness [Does USMA get the right candidates?], and planning for the future. Additionally, the panel was to advise the Superintendent on ways to maitain and continue the success of the Admissions effort over the next decade." The anal report of the Blue Ribbon Panel gave a strong endorsement to the current focus and direction of Admissions and the quality of the personnel, but reflected great concern regarding demographics and insufficient resources. Its 48 observations and recommended actions were distilled into the following:

a. enlarge the market for candidates;

b. ensure resources to support the programs;

c. focus on top-quality candidates;

d. simplify procedures for candidates:

e. continue leadership potential assessment and evaluation.

The results of the Blue Ribbon Panel report were digested by the Admissions staff and subsequently briefed to the Policy Board as "Admissions For The Next Decade" (Admissions -- 2002). That four-hour briefing was conducted on 30 November 1988. after which the Superintendent directed an ad hoc Admissions Support Committee, chaired by COL Nick Hawthorne, the Public Affairs Officer, to review both the BRP report and the Admissions-2002 briefing notes, and to provide final recommendations on program and resource enhancements. Based on that report, the Superintendent and Policy Board made decisions at a 26 July 1989 meeting to implement the following actions:
 
a. increase the use of cadets for a variety of recruitment-related activities:

b. expand recruitment efforts through expanded PSAT search, minority recruitment to USMAPS, enlarged educator visits, etc;

c. increase the personnel support in Admissions by authorizing permanent status to long-term, full-time temporaries and adding four civilians and one officer position;

d. replace the current Admissions Intel Computers with new AT&T 3B2 Minicomputers and PCs for each professional;

e. provide facilities for consolidated storage of Admissions publications and warehouse operation and for location of the Admissions Committee Conference Room;

f. establish two field offices, one in California and one in Texas;

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Program Integration
g. special recruitment emphasis, new programs, and new advertising for minority students;

h. increase the funding of the Admissions operation to finance the above by approximately $600,000, to a total of approximately $2.5 million.

The above actions were implemented during academic year 1989-90, concluding several years of focused attention given to the admissions function at USMA.

The Leader Development Project

In 1988. the Superintendent decided, on advice from the Office of Institutional Research (OIR), that the institution should begin a comprehensive, longitudinal study to accumulate data to enhance USMA's understanding of admission candidates' leadership potential, cadet leader development, and graduates' contribution to the common defense. To accomplish these objectives, he commissioned the Leader Development Project (LDP) under the direction of the OIR.

The LDP provided an umbrella for organizing a wide range of studies which were under way or under consideration by various proponents at USMA. Examples included: The Longitudinal Study of Cadet Values; Performance of Women Cadets; Review of the Whole Candidate Score; Performance of USMA Graduates; Cadet Attrition (Minorities, Athletes, USMAPS Graduates), among many others.

From its initial start, the LDP evolved and expanded, producing important findings in each of the principal areas of investigation (candidates, cadets, and graduates). Project results have influenced policy decisions in admissions, cadet development, and ofhcer management. The project now includes studies involving outside agencies (e.g. Army Research Institute and Cornell University Medical Center).

Considerations of a Leader Institute

An idea – referred to early on as the "Institute of American Leadership at West Point"--entered the thoughts of the Superintendent, LTG Palmer, as he traveled during the erst year of his tenure, 1986-87, talking to various alumni groups at Founder's Day gatherings. In his talks. he employed a theme describing West Point as a wellspring of American values.

Additional events during that year added to the likelihood of an idea, like that of the Institute, forming in General Palmer's mind. The national news was filled with moral-ethical lapses on the part of Wall Street executives. Presidential candidates, and even leaders of religious organizations. General Palmer was thinking about West Point's eminent role in the fields of leader development and military history. He had recently led the Academy's internal effort to write West Point's first purpose statement – "to provide the nation with leaders of character who serve the common defense" – causing his focus to be on leadership and character development to an unusual degree. Then the Association of Graduates' president, General Michael Davison, approached

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Affirmation and Change

General Palmer with the proposal of a major capital campaign by the AOG on behalf of West Point. He asked General Palmer if he had any thoughts regarding the sort of proposal that would be significant enough to coalesce all of USMA's graduates in common cause. He did – the idea of the "Institute" surfaced.

While the idea was still being discussed among USMA's leaders, General Palmer's Special Assistant for Strategic Planning, COL Donnithorne, visited a private consultant. the McManis Associates, in Washington. D.C., at the suggestion of a member of the Board of Visitors, to discuss strategic planning. Though it was not the purpose of the visit, he broached the subject of the Institute and found their immediate enthusiasm to be startling. That enthusiasm led to a briefing by Mr. McManis for Generals Davison and Palmer on 23 September 1987, offering a preliminary outline of the potential argument for the Institute and outlines of the kind of study that was needed to answer questions about the Institute. At the same time, General Palmer published an internal memorandum at USMA, outlining the idea. In it, he said in part:

West Point is uniquely capable of meeting a current national need. Historically linked to the roots of American democracy, West Point is an institution which exists to provide leaders of character to the nation for lifetime service. The institution symbolizes excellence in leader development founded upon traditional American values and, thus, is in a unique position to go still further in meeting the nation's need for responsible leaders. Indeed, the Secretary of the Army has invited USMA to conceive of new ways in which the Academy's graduates can serve America in the 21st century. This paper outlines an initial concept proposal for further development.

The purpose of the West Point Institute for American International Leadership would be teaching and research for promoting the development of responsible American leaders for the domestic and world scene. The Institute may provide in-service educational opportunities for clients from both the public and private sectors. Such opportunities could include, for example, leader assessment and-development laboratories utilized by USMA cadets, government leaders, and corporation executives. The Institute may provide graduate level degrees. The Institute's faculty would represent the several academic disciplines that contribute to leader development and ethics. The faculty of the Institute and of USMA would intermix so as to achieve the symbiotic gains of combining teaching and research for as many members of both faculties as possible. The Institute would draw upon highly distinguished leaders, active and reared, public and private sector, for service as visiting and resident lecturers/researchers.

General Davison discussed the Institute with his executive committee and asked General Palmer to have the AOG Board of Trustees briefed at its next meeting. COL Donnithorne briefed the AOG Board of Trustees on 16 October using the substance of the McManis briefing. The reaction was one of strong interest, mixed with caution. The AOG Board of Trustees voted unanimously to form a presidential commission under General Davison to further study the idea and to report back to the AOG Board of Trustees at its next meeting in February, 1988.

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Program Integration
During the subsequent months, COL Donnithorne also briefed members of the staff and faculty in small groups on the concept. He reported to the Superintendent that the reactions of the faculty had been uniformly and strongly negative. He described some of the more compelling objections as follows:
 
“ The Institute would violate proper civil-military relationships. We the military should not endeavor to promote a particular set of morals or  values in the broader society. Our role is to protect the nation's chosen values but not to influence which values are chosen.

“ Because of the need to subordinate the military to the civil, any connection of the Institute to West Point (and thus to the military) by name or location will constitute a fatal flaw in the concept. Instead, remove West Point from the name and locate the Institute elsewhere (Bunker Hill, Gettysburg, Va11ey Forge, Eisenhower College).

“ The Institute proposal places West Point graduates in the position of being presumptious and arrogant by implying that they alone are concerned by and/or competent to respond to the alleged deficit in moral leadership. Instead, seek to join the AOG with others in sponsoring the idea (USNA, USAFA, VMI, Citadel, Harvard Business School, the American Leadership Forum (Denis Mullane), Hillsdale College (Gen Tom Darey), Hartwick College (Gen Pursley), the National Committee on the Public Service (Time, 9 Nov 87)). Use West Point as a site to convene a conference of potentially interested parties to discuss the concept.

“ We lack historical perspective in suggesting there is a new "need" for an institute to address moral leadership. The moral frailty of human nature has been a problem for most of recorded human history and has not taken a sudden turn for the worse in the last five years. Today's apparent moral problems seem new but are actually the result of the information revolution. We simply know more now about what leaders are doing than ever before in our history.

“ How would USMA protect itself from the prospect of the Institute becoming connected to particular ideologies or political viewpoints?  This has occurred with other such institutes (the Center for Strategic and International Studies (CSIS) was eventually divorced from Georgetown University allegedly for these reasons). If the Institute became, for example, a right-wing "cathedral of conservatism," it would not be consistent with the intellectual freedom essential in education of cadets. It could destroy the Military Academy as an institution of higher learning.

“ How can the USMA control the Institute in a way that protects USMA but at the same time separates the Institute from West Point and the military? We cannot have it both ways. Connecting the Institute to USMA (for control) is damaging to the Institute. yet if the Institute is located at or near West Point, leaving it uncontrolled is dangerous to USMA.

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Affirmation and Change

“ The Institute idea is based upon an overly simplistic view of moral
development and leader development. Some authorities, though not all, would contend that short courses at West Point may have little, if any, value in promoting moral leadership.

“ The Institute will divert resources (money, energy, attention) away from cadets (for example, the suggestion has already been made to use some West Point Fund monies to seed the suggested consultant's study).

“ What are we giving up if we point the AOG (their willingness to join in common cause) toward the Institute? What could be done instead of the Institute for cadets or USMA or the Army that would be equally worthy of coalescing all graduates in its support?

“ We can ill afford to turn our attention at USMA from the present
problems of mission accomplishment. We have much room left for
improvement in what we do now, without soliciting new missions.
 

To further study the proposal from the AOG perspective, as authorized by his board, General Davidson formed a committee chaired by General Edward "Shy" Myer, assisted by Generals Roscoe Robinson and Jack Morris. That committee met in early October 1988 at West Point and presented to the AOG's Board of Trustees (BOT) three alternatives for consideration. One was an elaborate plan for a doctorate-granting graduate school, the second less elaborate was similar to the Center for Creative leadership in Greensboro, NC, and the third was a modest plan for a resources collection center. General Robinson presented the three options to the BOT later that month, which after spirited discussions, voted 19 to 13 in favor of further study of the middle option.

After further meetings and study, the committee subsequently reported to the BOT at its February, 1989, meeting that it believed the project. even scoped at the mid-range of the three earlier options, was too ambitious for the AOG. The commitee recommended that the BOT not approve further work, leaving the Superintendent free to pursue other courses of action. The BOT accepted the committee's recommendation.

General Palmer left the idea dormant for several months; but, during the fall and winter of 1989-90, he began discussions with LTG(R) Walt Ulmer, president of Center for Creative Leadership (CCL), Greensboro, NC, about the possibility of an alliance between USMA and CCL toward the ends which inspired the original proposal. General Palmer visited CCL on 26 January 1990. He found that the CCL was interested in liaison and dialogue with USMA's Once of Leader Development Integration and its Performance Enhancement Center. Regarding the institute, though, General Ulmer expressed the belief that CCL could not be linked to USMA directly. However, a branch located in the area to service federal or larger market groups would be feasible. It would have to be independent of USMA. He was considering at that time a possible northeast location at Fairfield University, but later decided against it.

The prospects and potential of a West Point Institute for Leadership remain cloudy at best in the imagination of only a few, though the national need which spawned the discussions has not waned.

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Conclusion

It is fitting to close a summary of planning for the future of leader development at West Point by acknowledging that some visions of the future--such as a leader development institute – are only wisps of imagination which may materialize someday or may not. Many ideas emerged during the years of affirmation and change, 1986-1991. Some were good ideas and some were not. The good ideas were so numerous that not all could be accommodated. Nevertheless, the process itself succeeded greatly. It was a process of preparing for West Point's third century, creating and implementing a fundamental organizing framework for the Military Academy's programs--one focused on the development of future leaders for the Army, one summarized by the Statement of Purpose.
 

The Purpose of the United States Military Academy is to provide the nation with leaders of character who serve the common defense.

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Affirmation and Change

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Chronology
APPENDIX A:

A CHRONOLOGY OF
SIGNIFICANT REVIEWS AND CHANGES AT USMA
1986-1991

Academic Year 1986-87

Project 2002 (Recognition of a "window of opportunity" imposing some urgency of reviews; initial discussions of strategic guidance: Purpose statement conceived, Mission revised, Experience drafted, leading in following year to publication of "2002: A Roadmap")
Study of Competitive Athletics

Academy schedule formulated

Revision of intramural sports scheduling (3 seasons to 4)

Buckner training review

Start of focus on leader development

Procedures for performance review of permanent professors

Fourth Class Military Mentor Program (in lieu of sponsor program)

Comprehensive officer professional development program for staff and faculty

Decision to terminate Optional Breakfast

Decision to adopt policy of "cadet lights out at 2400"

Initial actions regarding honor, naming of facilities, and certification of cadets

Start of the price, cost, worth study

Academic Year 1987-88
 
Publication of "2002: A Roadmap" (Mar 88)

Initial committee phase of two-year, institutional self-study

Initial discussion of 3 & 1/2 year model and certification

Pilot test of separate First Class barracks

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Affirmation and Change
First class privileges extended

Leadership Development Study by Institutional Research

Leadership development changes (sequence of summer training for 2CL and 1CL, cadet trainers at CBT and CFT, revised cadet ranks. revised company organization, revised cadet incentive awards, increased accountability for self-discipline in 1CL)

Master Fitness Trainer program implemented (for class of '90 and beyond)

Team contact/collision sport graduation requirement

Optional supper rejected, Spring '88

Memorialization of Flight project

Redesign of engineering curriculum

Reorganization of academic departments (Jun '88)

Concept developed for an Office of Leader Development Integration (0/LDI)

Design of master's degree program in leader development for tactical officers

First study of a new parking plan

Blue Ribbon Panel review of USMA Admissions (Dec '87)

Study of expansion of Hotel Thayer

Structure Review Committee (Spring '88)

Visiting Professors' Panel Review initiated (first of three, one each year)

Parents clubs and West Point societies linked with AOG and staff

Academic Year 1988-89
Conclusion of institutional self-study (interim report prepared & circulated, final report drafted)

Year of Honor (Posvar Commision, Honor Actions Committee, Cadet Honor Committee)

Project Enrichment (spring '89)

Decision to test Optional Supper during AY 89-90 

Expanded pilot test of separate First Class barracks 

Brigade Tactical Officer (BTO ) implemented

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Chronology
Office of Leader Development Integration implemented 

Historical-mindedness curriculum review

Initial pilot test of master's degree program in leader development for tactical officers

New Bicentennial Plan (master plan for facilities) adopted (Dec '88)

Consolidated Gift Facility constructed at New South Post completion Sep '89)

Study and decision by AOG not to pursue leadership institute at West Point 

Relation of AOG elevated

Endowments initiated with AOG and control of gifts

Academic Year 1989-90
 
Visit by MSA accreditation team, Sep '89

Fourth Class System Review by three committees

Publication of updated "2002 and Beyond" strategic guidance and Academy Goals (Mar 90)

Preparation for Bicentennial Development and celebration jointly with AOG 

Separate First Class barracks implemented Carps-wide

Full implementation of master's degree program in leader development for tactical officers

First intersession implemented

Revised weights for academic, military, & physical programs in cadet order of merit

Review of manning of USMA organizations

Creation of Executive for Academy Initiatives
 

Academic Year 1990-91
Final model in place – adjustments only this year

Two Admissions field offices opened

Visit by ABET- accreditation team

Implementation of revised parking plan (Aug '90)
 

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Affirmation and Change
Implementation of Cadet Leader Development System (CLDS)

Implementation of final changes to Honor system

Review of Cadet Basic Training

Creation of Director of Academy Advancement (replacing EAI)

Decisions on Organization of DMI

Update of Bicentennial and Beyond facility plan

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Strategic Guidance
APPENDIX B:

THE TEXT OF THE STRATEGIC GUIDANCE PAMPHLET
"2002 BEYOND"

Superintendent's Introductory Letter
                                                                       March 1990

Time moves. Traditions grow and fade. Institutions either evolve or face obsolescence. To remain unchanging in a changing world risks decay from irrelevance. Still, the Military Academy must never abandon its fundamental values, the very source of its uniqueness. To change capriciously, chasing whim or fad, risks decay from irresolution. The challenge -- a timeless one for West Point – is to find the right balance between regenerative creativity and the stability required for longevity. In that balance lies excellence.

We must strive to harness change -- to establish a balance between the vision to get ahead of events and the foundation required to withstand capricious winds. The key to effecting that change is this strategic guidance. It is the roadmap to our third century.

This document has been drawn and revised painstakingly over several years. The process involved individuals outside the institution and within, individuals outside the military as well as within. The net was spread widely, and the results reflect the superb contributions of those who participated. All were engaged in assessing the traditional strengths of West Point and the ways in which those strengths should be brought to bear upon satisfying anticipated leadership needs of the U.S. Army of the 21st Century.

"2002 – and Beyond" provides general direction for all levels of planing at USMA. It guides the development of the Academy's goals, programs, and supporting activities. It is the touchstone by which every initiative or activity will be tested.

                           [signed Dave R. Palmer]

The Purpose of the United States Military Academy is:
 

To provide the nation with leaders of character       who serve the common defense

The purpose statement answers the question, 'Why does America have the Military Academy?""

Founded during war, the U.S. Army was "to provide for the common defence." The nature of the American republic demanded officers with

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A Graphic Portrayal of

USMA’s Statement of Strategic Guidance

Text Box: Dept Army Input
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

Strategic Guidance


democratic values and unquestioned character. To meet that need, the young country established the Military Academy in 1802. As the Nation has matured, this need has endured. Our military leaders must be exemplars of the values that frame the Nation. The Military Academy must be a wellspring of those values, and its graduates must be leaders who adhere to the highest standards. Their character -- their commitment to virtue and personal excellence – must place them above the common level of life and lead them always to choose the harder right over the easier wrong. As leaders of character, they depart West Point with a strong sense of DUTY and a deeply ingrained code of HONOR, inspired to serve their COUNTRY -- in its common defense. in peace and war, in whatever capacity the Nation needs.

The Mission of the United States Military Academy is:
 

To educate and train the Corps of Cadets so that each graduate shall have the attributes essential to professional growth as an ofhcer of the regular Army, and to inspire each to a lifetime of service to the nation

The mission statement answers the question, "What does the Army require the Military Academy to do in order to achieve its purpose?

The United States Military Academy provides the Corps of Cadets a broad undergraduate education culminating in a bachelor of science degree. At the same time, the Academy educates and trains cadets physically and militarily. Inextricably imbedded in both education and training are ethical development and the molding of character. Immersion in the West Point Experience instills in graduates the foundational attributes of leadership.

West Point also motivates graduates toward serving the nation. Imbued with the soldierly virtues, graduates are prepared for progressive growth in the Army. Theirs is the profession of arms. Starting as lieutenants, they will advance as far as their talents and the needs of the service take them. Their dedication to selfless service, even beyond the time in uniform, is both a natonal need and an historical expectation. They are to be leaders for a lifetime.

Army Leaders of the 21st Century

Army leaders of the Twenty-First Century will operate in a combat environment characterized by doctrinal diversity, widely-varying circumstances, and rapidly shifting situations; by small, agile, broadly-dispersed units, with blurred boundaries between front and rear; by weapons of unprecedented lethality and pinpoint accuracy over long distances; by unparalleled technologica1 complexity.

Anny leaders will lead people and age resources to win wars. They will accomplish the mission by influencing people in organizations. They wil1 succeed by wil1, intellect, and initiative, by a boldness in seizing the moment. They must be men and women of character, must know both the physical world and human nature, and must think creatively and act decisively.

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They must be leaders of character, loyal to the values of the nation and profession of arms, imbued with the judgment to know what ought to be done and the courage to do it. Their professional military growth, paced by continuing self-development, will be marked with expanding selflessness, bravery, frankness. competence, farsightedness, and dedication. Self-discipline will progressively strengthen their fitness to lead morally, intellectually, and physically. They must be inspiring leaders who, by earning the respect and trust of subordinates, stimulate willing obedience and enthusiasm. They will be teachers and trainers, with a warrior's focus. Above all, they will need a determined will to win.

The leaders' principal weapons will be their minds. In peace or war, they must be sophisticated users of technology. To develop and acquire weaponry, they must have a thorough knowledge of the physical world; to employ that weaponry, they must be creative, thinking leaders. They wilQ1 require the mental agility to grasp a unique battlefield situation under conditions of uncertainty and chaos. the creative ability to devise a practical solution, and the strength of purpose to execute their plans. Despite rapid technological change, however, human nature will change hardly at all. Therefore, leaders will have to understand human nature; appreciate the human experience depicted by a historical perspective; possess multicultural understanding of a high order; communicate effectively. For all these reasons, leaders must be broadly educated in both the physical sciences and the liberal arts.

War is an extreme trial of moral and physical strength and stamina. Leaders must understand the effects of danger, fear, exhaustion, privation, and violence on their soldiers. They must constantly balance the imperative of mission accomplishment with the need to care for and motivate subordinates, and they must place both the mission and their soldiers before personal welfare. Leaders must manifest in their actions genuine respect for others. They must maintain an ethical climate in their organizations. e accepting accountability for their own actions, they wil1 need to encourage candor and freedom of thought and action in subordinates. They should embody a penchant for boldness and initiative, tempered by judgment based on their understanding of their senior's intent. Resolute and self-reliant in reaching decisions, they must also be energetic and insistent in execution.

In a world infused with great and accelerating change – change so dramatic as to be potentially paralyzing -- Army leaders must, as the summation of all other attributes, be able at the very least to cope with such change; at the very best, to shape and direct it.

The West Point Environment

West Point provides a special environment to foster the development of leaders. Located on terrain strategically central to the American Revolution, it is hallowed in history. It is also a place of striking natural beauty -- framed by granite mountains, embraced by a fold in the Hudson, marked in Gothic magnificence. Standing sentinel around the Plain, monuments to heroes of America's wars invoke ghostly images of the "Long Gray Line" – two centuries of graduates whose tradition of valor and service provide the standard by which future leaders will be measured.

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Strategic Guidance
Within this stony citadel flourishes a vibrant union of people, ideas, activities, challenges. The Academy is a community of professionals and carefully selected aspirants, all striving toward a common cause of individual growth and personal development. Social interaction is spirited, for here are young men and women drawn from all corners of the nation, diverse in origin but alike in dedication to excellence and commitment to service. Living and working closely together, motivated to follow and to lead, toughened in the crucible of challenge, cadets experience an expanding social consciousness and a deepening sense of camaraderie in the profession of arms.

The Military Academy reflects the military strengths of order, precision, and organization. Living a Spartan life-style, responding to strenuous physical demands, challenged daily to think and act under pressure, given increasing leadership opportunities, cadets develop poise and self-control, pride and self-confidence. Over time, the disciplined and sustaining environment leads them to subordinate personal considerations to a duty to a higher cause, thus inspiring selflessness.

Integrity is the essential and binding theme in the environment. The Honor Code and System are the most evident manifestation of this imperative. With teachers and mentors exemplifying the values inherent in true public service. each cadet's appreciation of these ideals proceeds apace with the development of mind and body. West Point's moral-ethical climate calls from the past the ethos of "Duty, Honor, Country," passing it to those who will be leaders in the future. Encouraging both spiritual inspiration and human understanding, the Academy supports opportunities for religious growth and diverse cultural expressions. The cadet ultimately comes to internalize and practice the moral injunction of the Cadet Prayer: "...to choose the harder right instead of the easier wrong, and never to be content with a half truth when the whole can be won."

Reflecting the nation's values, steeped in a tradition of selfless and disciplined service, promoting creativity out of challenge, the West Point environment nurtures leaders of character – young men and women of integrity, commitment, and courage.

The West Point Experience

The West Point experience is the process which transforms cadets into leaders for a lifetime. The very essence of the Military Academy's uniqueness, this process is one of continuous and progressive challenge. It starts on the cadet's first day with a solemn oath to support the Constitution. Four years later a second oath marks the end of the process -- the graduate this time swears to support and defend the Constitution.

The transformation from promising new cadet to inspired new leader is a complex and arduous passage, marked by a Spartan lifestyle and steady pressure. The compass for the journey is the simple but great moral code – Duty, Honor, Country. This powerful expression of the ethos of the American soldier shapes from the outset the very fiber of those who undergo the West Point experience. The way is marked and measured along three distinct but intertwined developmental roads – intellectual, physical, and military, with moral-ethical development inextricably integrated in a11 three. Each road is

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Affirmation and Change

required travel for every cadet. In that travel they are shaped indelibly by the omnipresent elements of the Academy's sustaining environment: an abiding emphasis on a moral-ethical code, a structure of discipline, a proud linkage to tradition, and a climate promoting personal growth.

Ultimately this experience, this unique process of forging and strengthening, produces leaders of character and forms an enduring foundation for a lifetime of dedicated service to the nation.

Moral-Ethical Development

West Point's statement of purpose – to provide the nation with leaders of character who serve the common defense – contains only thirteen words. One is preeminent: Character. It is not merely leaders West Point is to provide, but leaders-of-character. Above all else, the quality that the American people most value in their leaders is character.

Character is more readily recognized than defined. Ancient wisdom suggests that "...a good character is what is remembered." The word character derives from early usage as the distinctive mark made by engraving or stamping. Applied to people, the word has changed from referring to external distinctives to internal ones and from physical distinctives to moral ones. "It is the mark of an individual with a brave outlook and noble heart." (Wm. Safire) A person with character has the judgment to know what is right and the courage to act on that knowledge. Character connotes not only moral and ethical excellence but also firmness, resolution, self-discipline, and judgment.

That ethics has a major role in leader development should come as no surprise. Wharton's president observed, "After all, many of the most sensitive issues a leader must deal with are at base ethical – questions of how we relate to other people, maintain integrity, and build trust." Character is the link that enables military leaders of high ethical convictions – when faced with the chaos and danger of the battlefield – to act in accord with their beliefs. It has been said that a military leader must possess as much character as intellect.

"As global interdependence and military conflict become more and more complex, the idea of public service rooted in truth and integrity grows in importance. The invocation of West Point's motto -- Duty, Honor, Country -- is much more than a reminiscence of the grip of history through the 'Long Gray Line.' It is a useful affirmation of personal integrity and dedication to service as an expression of a cardinal ethical system. This cogent message applies to the future: the nation needs leaders of character and ability, those who will serve the public interest beyond their own." -- Wesley W. Poser, USMA '46

Every concept paper within USMA's statement of strategic guidance embraces the element of moral-ethical development, illuminating the centrality of this aspect of the West Point Experience. It is integral to the intellectual program, imbedded in the military training, included in physical development, a part of extracurricular and religious activities. Penetrating all cadet activities is the spirit of the Honor Code -- the positive values of truthfulness, fairness, and respect for others’ persons and property. Providing a foundation and structure for moral development at West Point, the Honor System is the means of incorporating honor consistently into all aspects of cadet performance.

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Strategic Guidance
Every activity at USMA has a major role to play in the process of moral-ethical development, just as every member of USMA's staff and faculty has an inescapable responsibility to exemplify for cadets the highest moral-ethical standards. In short, it is the fundament,1 element in the West Point environment.

Academic Development

Intellectual development begins by selecting academically talented students and continues by providing them a broad-based, challenging program of academic instruction presented by an accomplished military faculty working in first-rate facilities. Education is a complex, time-consuming, and dynamic process whereby understanding merges with experience to produce wisdom. It provides the foundation for progressive intellectual and character development.

The West Point education aims to enable its graduates to anticipate and respond to the uncertainties of a changing technological, social, political, and economic world. A demanding, broad, basic education in both the arts and sciences is the means for achieving this aim. It stresses not only the acquisition of knowledge but also the development of higher intellectual skills which allow for analyzing, problem solving, and decision making on major issues confronting the profession of arms, society, and the nation.

USMA defines its academic program less by specific courses than by educational objectives which identify competencies essential for successful development as a professional officer. The military profession is a thinking profession. Cadets develop creativity and intellectual curiosity which ensure their continued intellectual growth. They learn quantitative and qualitative methods which allow them to allocate resources, manage the development and acquisition of technologically-based systems, and achieve innovative solutions to complex problems. They gain a multicultural perspective, become historically aware, and develop understanding of the human element in organizations -- all imperatives to lead soldiers and exercise military power consistent with American values in a complex national and international environment. To achieve these objectives, the curriculum has a core program in the humanities and social sciences and the basic and applied sciences. An elective program providing both focused study and enrichment in selected disciplines complements the core curriculum. Both curricular content and methods of instruction embody perennial values, expanding cadets' uses of reason and imam.nation, deepening understanding of what it is to be human, and increasing knowledge of the nature of things.

A military faculty selected on the basis of outstanding professional, intellectual, and ethical qualities guides cadets' development. Drawing on their sound postgraduate education and exemplary service in the Army, faculty members act as both academic and military role models. Each takes seriously the responsibility to exemplify for cadets the highest moral standards. Small student-faculty ratios ensure close interaction between student and teacher, employment of a wide range of teaching strategies, and active student involvement in the learning process. Good teaching and currency in subject matter are supported by excellent facilities and a carefully tailored research program.

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Affirmation and Change

Undergraduate education at West Point provides fundamental knowledge, basic principles, analytical frameworks, and methods of sound reasoning, all fostered in an environment that stimulates and promotes intellectual curiosity and integrity. It provides a solid foundation for continued growth of intellect and character throughout a lifetime of service to the nation.-

Military Development

Military development is of signal importance in the West Point experience. More than any other element of that experience, it prepares cadets to enter one specific profession, that of the military officer. Indeed, military development at USMA is unique among all of the Army's pre-comissioning sources in that it engages every cadet in a four-year, total immersion in a military environment, one that calls upon each cadet to learn technical military skills and knowledge, to learn the exercise of self-discipline by living a Spartan lifestyle with exacting standards, to exercise leadership within progressively more de ding situations in military organizations, and to absorb the ethos of military life with its commitment to national service in face of self-sacrifice.

During the academic year, cadets study the Army's history, its customs and traditions, and its role in providing for the common defense. They learn the mission, organization, weapons, and tactics of the Army. The summer months afford opportunities to acquire military skills and to lead small military units. Cadets experience the adventure of a military career by participating in activities such as parachuting, tank gunnery, helicopter flight, and tactical maneuvers. Cadets encounter the challenges of command while serving as leaders of soldiers in units around the world as well as for other cadets at West Point.

Throughout their four years, cadets live a military lifestyle, one of high standards for personal appearance and room order, one of drills and ceremonies, one of routine formations and duties, one of unrelenting challenge. Within that military lifestyle, they engage a carefully-designed sequence of responsibilities for leading the units and activities of the Corps of Cadets. From these opportunities, cadets gain confidence and poise, improve their military skills, learn to accept accountability for oneself and responsibility for others, and enjoy the personal satisfaction that comes from seeing the impact of one's leadership on the motivation and performance of others.

An integrated theme throughout the military development program is the inculcation of the values and ethics of the military profession. As warfighting is the Army's basic responsibility, so acquiring a warrior spirit is an expected outcome of the West Point experience. Cadets develop commitment to sound personal values – honesty, integrity, respect for other people, loyalty to the Constitutional system. They learn to react in ways that are trustworthy, ways guided by an internal compass that points consistently toward RIGHT instead of WRONG. On the day after new cadets arrive at West Point, a senior cadet tells them that from this moment forward they may not lie, cheat, steal, nor tolerate those who do. So, cadets start practicing immediately what eventually become habits, and they come to know why those habits are good ones. Interacting with officers on the staff and faculty, cadets internalize the meaning of duty and honor.

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Strategic Guidance
%est Point graduates enter the Army having internalized high moral and
ethical standards. They also have acquired basic military knowledge and skills
and have the motivation to continue their professional development through
progressive training, formal schooling, and self-study. Imbued with a sense of
duty to country, they accept the challenge of maintaining military readiness to
deter war, and to fight and win if need be. They are prepared, if the nation
calls, to pay the price of battle.

Physical Development

Physical development provides leaders with physical skills, self-confidence, the warrior spirit, respect for fair play, and a commitment to maintain their own physical fitness and that of their soldiers. Physical development encompasses both physical education and competitive athletic programs. Emphasis is on the physical and mental aspects of itness, teamwork, perseverance, and the wil1 to win. Fundamental is the recognition that fitness is a life-long pursuit.

Cadets are challenged to achieve high standards of physical strength, aglity, speed, and endurance to meet the physical demands encountered in military service. They achieve these results through participation in a comprehensive program of formal education, involvement in competitive sports, and constant evaluation. Formal education includes instruction and practice of skills in individual and team sports, as well as in combative sports such as boxing and self-defense. Evaluations are frequent, standards are high, and testing is emotionally charged and physically demanding. Every cadet is an athlete, participating at the highest level of physical ability in intercollegiate, club, or intramural competition.

Participation in required and voluntary sports competitions contributes to cadets' ethical growth, providing opportunities to practice adherence to sound values – due regard for both rules and one's opponent, fair play, selflessness, and sportsmanship -- under trying conditions having powerful resemblance to combat.

The physical development process takes into account the psychological, motivational, and emotional aspects of total fitness. Cadets increase their self-esteem and self-confidence, determination, wil1 to win, courage to take risks, and ability to think and act purposefully under physical and mental stress. They thrive on competetive, highly-demanding physical activities while acquiring the knowledge of personal health necessary to meeting the demands of their profession.

Because Army officers are required to maintain the highest standards of physical readiness, individual responsibility for physical fitness is essential. Cadets must independently engage in frequent and rigorous conditioning activities in order to succeed in the USMA physical development program. The habit of self-development, nurtured over the four-year cadet experience, becomes a lifetime value.

END

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